Watters Financial Services LLC

Financial Advisor in Bergen County, NJ

Firm Info
Address: 16 Arcadian Way, Paramus, NJ 07652, USA
Phone: (201) 843-0044

Firm Size
Assets Under Management: $177.5 million
# of Advisors: 2
# of Clients: 389
Client to Advisor Ratio: 195:1
Average Account Size: $456,302
# of Offices: 1

Services Offered
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Other Investment Advisors
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)

Get Connected with a Financial Advisor

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Watters Financial Services, LLC Overview

WATTERS FINANCIAL SERVICES, LLC is a fee-only Registered Investment Advisory firm based in Paramus, NJ. Since its inception in 2020, the firm has been dedicated to providing investment advice only to its clients. As a result, they do not accept commissions or brokerage fees, ensuring that clients receive unbiased and conflict-free advice. The firm specializes in portfolio management for individuals and small businesses. They offer customized investment solutions to help clients achieve their financial goals while minimizing risk. Additionally, the firm provides pension consulting services, guiding clients through the complex world of retirement planning and pensions. WATTERS FINANCIAL SERVICES, LLC also offers a one-time portfolio review service. This service evaluates a client's current investment portfolio and offers recommendations to optimize returns and minimize risks. This can be a valuable service for those looking to adjust their investment strategy or for those who want to ensure that they are on the right track to meet their financial goals. Overall, WATTERS FINANCIAL SERVICES, LLC is a comprehensive investment advisory firm that caters to a variety of clients, from individuals to small businesses.

WATTERS FINANCIAL SERVICES, LLC is a full-service financial firm that caters to a broad range of clients. Their impressive client base includes individuals, high net worth individuals, pension or profit sharing plans, other investment advisors, and various corporation types. The team at WATTERS FINANCIAL SERVICES, LLC is dedicated to providing personalized services to all of their clients, ensuring that each receives the attention and assistance needed to achieve their financial goals. Additionally, they are equipped to serve many other types of clients, making their services widely accessible. When it comes to fee structures, WATTERS FINANCIAL SERVICES, LLC understands that each client has unique needs and objectives. As a result, they offer various fee structures depending on the service provided. Clients can choose to pay a percentage of their assets under management (AUM) or opt for fixed fees. The AUM fee is calculated as a percentage of the total value of the assets managed by the firm. Alternatively, fixed fees are set amounts charged for specific services rendered. Regardless of the chosen fee structure, clients can rest assured that they are paying a fair price for high-quality financial services from a team of experienced professionals.

Typical Clients, Fee Structures & Investment Minimum

Unfortunately, the Part 2 Brochure for WATTERS FINANCIAL SERVICES, LLC does not mention an investment minimum. However, it does note that minimum account requirements and advisory fees may vary among clients based on the terms in effect at the time they entered into the advisory relationship. This suggests that the firm may not have a standard investment minimum and instead determines it on a case-by-case basis.

How This Office Can Help Bergen County, NJ Residents

Watters Financial Services LLC is a trusted financial advisor that provides comprehensive financial planning and investment management services to clients in Bergen County, NJ. The firm understands that residents of Bergen County face unique financial challenges, such as high living costs, property taxes, and expenses associated with family care. Therefore, the firm's professionals work closely with each client to provide tailored solutions that address their specific financial situations. Watters Financial Services LLC provides a variety of services, including retirement planning, investment management, tax planning, and estate planning. Their experienced professionals use a collaborative approach to identify each client's goals and develop a personalized financial plan that will help them achieve those goals. In addition, the firm provides ongoing support and guidance to help clients navigate life-changing events such as divorce, job loss, or the death of a loved one. Watters Financial Services LLC is dedicated to helping clients in Bergen County, NJ achieve financial security and independence.

To view the Minimum Investment and Fee Schedule for Watters Financial Services, LLC, visit their Part 2 Brochure.

Services Offered by Watters Financial Services, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Watters Financial Services, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 16 Arcadian Way, Paramus, NJ 07652, USA
Phone (201) 843-0044
Opening Hours
  • Mon 9 AM–6 PM
  • Tue 9 AM–6 PM
  • Wed 9 AM–6 PM
  • Thu 9 AM–6 PM
  • Fri 9 AM–6 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:
4 Stars  |  1 Reviews

Other Office Locations

Firm Headquarters
Firm headquarters location 16 ARCADIAN AVENUE, SUITE C4, PARAMUS, NJ 07652-1291, United States

This firm has no other locations.

State Registrations

Watters Financial Services, LLC is registered to service clients in the following states:

  • California
  • Connecticut
  • Florida
  • Massachusetts
  • New Hampshire
  • New Jersey
  • New York
  • North Carolina

Disciplinary History

Watters Financial Services, LLC does not have any disclosures. Please visit it's Form ADV for more details.