Wells Fargo Advisors

Financial Advisor in Cupertino, CA

Firm Info
Address: 10260 S De Anza Blvd, Cupertino, CA 95014, USA
Phone: (408) 863-6100

Firm Size
Assets Under Management: $103 billion
# of Advisors: 894
# of Clients: 222,705
Client to Advisor Ratio: 249:1
Average Account Size: $462,495
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

Get Connected with a Financial Advisor

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Wells Fargo Advisors Financial Network, LLC Overview

Wells Fargo Advisors Financial Network, LLC is a fee-based registered investment advisory firm headquartered in St. Louis, MO. The firm has been in business since 2000 and specializes in providing investment advice, financial planning, portfolio management, pension consulting services, and selection of other advisors. As a broker-dealer, Wells Fargo Advisors Financial Network also serves as a seller of additional financial products to its clients. The firm offers portfolio management services for both individuals and small businesses, as well as businesses or institutional clients. In addition, Wells Fargo Advisors Financial Network provides investment consulting services to institutional clients, further expanding its range of capabilities. With a focus on fee-based arrangements, the firm is committed to creating customized financial plans and portfolio management solutions that meet the unique needs of its clients. Overall, Wells Fargo Advisors Financial Network is a well-established investment advisory firm with expertise in a wide range of services for individuals, businesses, and institutional clients alike. Whether looking for financial planning, portfolio management, or pension consulting services, clients can trust in the expertise and professionalism of this experienced firm.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC serves a broad range of clients that include individuals, high net worth individuals, banking institutions, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other types of corporations that are not listed. The firm's client base is diverse, and it caters to clients across various industries and sectors. WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC offers a wide range of fee structures, depending on the service provided. The fee structures are flexible and designed to meet the unique needs of each client. The fee structures available include a percentage of Assets Under Management (AUM), hourly fees, fixed fees, and commissions. The percentage of AUM is the most commonly used fee structure, and it is based on the total value of the assets that the firm manages for the client. Hourly fees are charged for specific services, such as financial planning or investment advice. Fixed fees are charged for a specific project or service, such as setting up a trust or estate planning. Commissions are paid based on the products or services that the firm provides, such as selling an insurance policy or mutual fund. Overall, the fee structures available are transparent, and clients are made aware of the fee structure that applies to their specific service.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for Wells Fargo Advisors Financial Network, LLC states that they have a minimum initial Account value for their Programs, but they also have the discretion to waive this minimum. However, the brochure does not specify what the investment minimum is for their services.

How This Office Can Help Cupertino, CA Residents

Wells Fargo Advisors provides a wide range of financial planning services to clients in Cupertino, CA. The company helps people with various financial situations, including retirement planning and investment management. With the high cost of living in Cupertino, many clients often seek assistance in managing their finances to minimize debt and maximize savings. Wells Fargo Advisors offers personalized financial planning to clients to help them achieve their financial goals. In addition, many clients in Cupertino are tech industry professionals who may also need assistance with stock options, restricted stock units, and other forms of compensation. Wells Fargo Advisors helps clients in Cupertino navigate the complex world of tech industry compensation and make informed decisions about their investments. The company also provides guidance on tax planning, estate planning, and risk management to ensure that clients have a comprehensive financial plan in place. Overall, Wells Fargo Advisors is dedicated to helping clients in Cupertino achieve financial success and peace of mind.

To view the Minimum Investment and Fee Schedule for Wells Fargo Advisors Financial Network, LLC, visit their Part 2 Brochure.

Services Offered by Wells Fargo Advisors Financial Network, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Wells Fargo Advisors Financial Network, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 10260 S De Anza Blvd, Cupertino, CA 95014, USA
Phone (408) 863-6100
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-09G, ST. LOUIS, MO 63103, United States

This firm has no other locations.

State Registrations

Wells Fargo Advisors Financial Network, LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Wells Fargo Advisors Financial Network, LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs