LPL Financial

Financial Advisor in East Palo Alto, CA

Firm Info
Address: 228 Hamilton Ave, Palo Alto, CA 94301, USA
Phone: (650) 322-7702

Firm Size
Assets Under Management: $269 billion
# of Advisors: 16,527
# of Clients: 1.1 million
Client to Advisor Ratio: 64:1
Average Account Size: $254,931
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Lpl Financial LLC Overview

LPL Financial LLC is a reputable broker-dealer and insurance broker/agent that provides investment advice for its clients. The firm has been in business since 1975 and is headquartered in Fort Mill, SC. As a fee-based investment advisory firm, LPL Financial LLC offers a wide range of financial planning services, portfolio management for individuals and small businesses, and pension consulting services. In addition to these services, LPL Financial LLC also provides portfolio management for businesses or institutional clients, selection of other advisors, and educational seminars and workshops to help clients make informed investment decisions. The firm is dedicated to providing comprehensive financial advice to their clients and meeting their unique needs. LPL Financial LLC offers consulting and other non-discretionary advisory services that further promote clients' financial health and growth. Working with LPL Financial LLC means that clients get access to a team of experienced and knowledgeable professionals who are committed to helping them achieve their financial goals. The firm's reputation for excellence in the financial services industry makes it a top choice for anyone seeking professional investment advice.

LPL Financial LLC serves a diverse range of clients from individual investors to high net worth individuals and even sovereign wealth funds. Additionally, their clientele includes state or municipal government entities, pension or profit sharing plans, charitable organizations, and several other types of corporation. The firm does not discriminate based on the type of client and offers services to all clients who approach them. To cater to the varied needs of its clients, LPL Financial LLC offers different fee structures depending on the type of service provided. Clients can opt for percentage of AUM to be charged for ongoing investments or even an hourly fee-based on consultation services. Fixed fees could also be an option for some services provided. In case of certain investment products like insurance or annuities, LPL Financial LLC may opt for commission as the revenue source instead of markup of fees. These customized and varied fee structures ensure that clients can select the best option according to their requirements and make the most of the services offered by LPL Financial LLC.

Typical Clients, Fee Structures & Investment Minimum

According to LPL Financial LLC's Part 2 Brochure, there is no mention of an investment minimum.

How This Office Can Help East Palo Alto, CA Residents

LPL Financial provides a range of services to clients in East Palo Alto, CA to assist them in achieving their financial goals. With a deep understanding of the unique financial situations that someone living in East Palo Alto may be facing, LPL Financial is able to tailor its services to meet the specific needs of its clients. For instance, many residents in East Palo Alto face challenges such as limited access to traditional banking services, high levels of debt, and little experience with managing investments. To address these issues, LPL Financial provides a range of financial planning services to help individuals develop strategies to manage their debt, save for the future, and invest their funds in a way that matches their goals and risk tolerance. Additionally, LPL Financial works with clients to identify and access resources and programs that can support their financial well-being, such as government grants or community programs that provide financial literacy education. With LPL Financial's assistance, residents in East Palo Alto can confidently navigate their personal finances and achieve greater financial stability.

To view the Minimum Investment and Fee Schedule for Lpl Financial LLC, visit their Part 2 Brochure.

Services Offered by Lpl Financial LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Lpl Financial LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 228 Hamilton Ave, Palo Alto, CA 94301, USA
Phone (650) 322-7702
Directions
Google My Business Reviews:
3 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 1055 LPL WAY, FORT MILL, SC 29715, United States

This firm has no other locations.

State Registrations

Lpl Financial LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Lpl Financial LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs