Stifel

Financial Advisor in Goshen, NY

Firm Info
Address: 500 Canal St, Goshen, NY 10924, USA
Phone: (845) 291-1131

Firm Size
Assets Under Management: $149 billion
# of Advisors: 2,992
# of Clients: 316,625
Client to Advisor Ratio: 106:1
Average Account Size: $470,588
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management of Pooled Investment Vehicles
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions

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Stifel, Nicolaus & Company, Incorporated Overview

Stifel, Nicolaus & Company, Incorporated is a fee-based financial firm that has been in business since 1975. Their headquarters are located in St. Louis, Missouri, and they are registered as a broker-dealer, commodity pool operator/advisor, insurance broker/agent, municipal advisor, and provide investment advice. This diverse range of registrations allows the firm to offer a wide range of financial services. Stifel's services include financial planning, portfolio management for individuals and small businesses, portfolio management of pooled investment vehicles, portfolio management for businesses or institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. This comprehensive list of services makes it clear that Stifel is equipped to handle all kinds of financial management needs. Overall, Stifel, Nicolaus & Company, Incorporated is a well-established financial firm that offers a variety of services to meet the needs of individual and institutional clients. Their fee-based model ensures that they are motivated to provide top-quality advice and management to their clients.

STIFEL, NICOLAUS & COMPANY, INCORPORATED is a highly reputable financial services firm that caters to a diverse range of clients with varied investment requirements. These clients include individuals, high net worth individuals, banking institutions, pooled investment vehicles, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other corporation types not listed, among others. The firm prides itself on offering a customized approach to investment services to ensure that each client's unique needs are fully met. In terms of fee structures, STIFEL, NICOLAUS & COMPANY, INCORPORATED provides a variety of options to accommodate clients' preferences. A popular fee structure is a percentage of assets under management (AUM), which means that the firm charges a percentage of the total amount of assets it manages on behalf of the client. Alternatively, clients may opt for fixed fees, which entail a pre-determined fee for specific services, such as financial planning or portfolio management. Finally, the firm also offers commission-based fees, where clients pay a fee for each transaction completed on their behalf. Regardless of the fee structure chosen, the firm is committed to providing transparent pricing to foster trust and strong relationships with its valued clients.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for Stifel, Nicolaus & Company, Incorporated mentions that the investment minimums for their investment advisory programs vary depending on the program. According to the brochure, "investment minimums vary based on the investment advisory program and portfolio strategy." Therefore, it is not possible to determine a specific investment minimum for Stifel, Nicolaus & Company, Incorporated without knowing which program or strategy an investor is interested in.

How This Office Can Help Goshen, NY Residents

Stifel assists clients in Goshen, NY by providing a wide range of financial services that cater to the specific needs of local residents. The firm's financial experts offer investment advice, portfolio management, retirement planning, and wealth management services to help clients grow and secure their assets. They also provide estate planning solutions to ensure that clients' legacies are protected and managed efficiently for future generations. Goshen, NY residents face various financial situations that require expert guidance and customized solutions. For example, many people in the area may be retiring soon or have already retired and need help managing their finances during their golden years. Stifel's retirement planning services can help such individuals make informed decisions to maximize their income and have a comfortable retirement. Additionally, Goshen's small business owners and entrepreneurs may need support in structuring their businesses for long-term growth, which Stifel's wealth management and investment advice services can provide. Finally, the firm's estate planning services can help families who have complex assets and wealth transfer needs that require specialized attention.

To view the Minimum Investment and Fee Schedule for Stifel, Nicolaus & Company, Incorporated, visit their Part 2 Brochure.

Services Offered by Stifel, Nicolaus & Company, Incorporated

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Stifel, Nicolaus & Company, Incorporated most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Commissions
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 500 Canal St, Goshen, NY 10924, USA
Phone (845) 291-1131
Directions
Google My Business Reviews:
5 Stars  |  1 Reviews

Other Office Locations

Firm Headquarters
Firm headquarters location 501 N BROADWAY, ST LOUIS, MO 63102, United States

This firm has no other locations.

State Registrations

Stifel, Nicolaus & Company, Incorporated is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Stifel, Nicolaus & Company, Incorporated does not have any disclosures. Please visit it's Form ADV for more details.