Tribeca Financial, LLC

Financial Advisor in Mesa, AZ

Firm Info
Address: 1635 N Greenfield Rd, Mesa, AZ 85205, USA
Phone: (480) 553-6247

Firm Size
Assets Under Management: $172.3 million
# of Advisors: 5
# of Clients: 482
Client to Advisor Ratio: 96:1
Average Account Size: $357,497
# of Offices: 1

Services Offered
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Other Investment Advisors
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Other

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Tribeca Financial, LLC Overview

TRIBECA FINANCIAL, LLC is an investment advisory firm based in Mesa, AZ. Since its inception in 2001, the firm has been providing fee-only investment advice to individuals, small businesses, and institutional clients. TRIBECA FINANCIAL is a registered investment advisory firm, which means it only offers investment advice and does not engage in any other financial services, such as brokering or selling insurance products. The firm's main services include portfolio management for individual and small business clients. TRIBECA FINANCIAL helps its clients by constructing and managing investment portfolios that align with their financial goals and risk tolerance. The firm's investment strategies are tailored to each client's unique circumstances, preferences, and objectives. TRIBECA FINANCIAL also offers portfolio management for businesses or institutional clients, helping them to make informed investment decisions that align with their overall financial goals. In addition to portfolio management services, TRIBECA FINANCIAL provides other investment-related services, such as solicitation of investment transactions. These services are designed to help clients make informed investment decisions, including identifying new investment opportunities that align with their financial goals. Overall, TRIBECA FINANCIAL is a trusted partner for individuals, small businesses, and institutional clients seeking personalized and objective investment advice.

TRIBECA FINANCIAL, LLC is a financial firm that caters to a diverse range of clients. The types of clients served include individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, other investment advisors, insurance companies, and other corporation types not listed. Each client has unique financial needs and goals, and TRIBECA FINANCIAL, LLC offers tailored financial solutions to meet those needs. When it comes to fee structures, TRIBECA FINANCIAL, LLC offers various options depending on the service provided. One popular option is a percentage of assets under management (AUM), which is a fee calculated as a percentage of the client's portfolio value that the firm manages. Other types of fees may include hourly rates, project-based fees, or flat fees. TRIBECA FINANCIAL, LLC aims to provide transparent and flexible pricing options that prioritize the client's best interest. Ultimately, the firm believes that a fair and transparent fee structure is crucial to building long-lasting relationships with its clients.

Typical Clients, Fee Structures & Investment Minimum

According to Tribeca Financial, LLC's Part 2 Brochure, the firm does not mention an investment minimum.

How This Office Can Help Mesa, AZ Residents

As a leading financial firm based in Mesa, AZ, Tribeca Financial, LLC assists clients in various financial situations to help them achieve their goals. The firm offers expert financial planning, investment management, and retirement planning services to clients seeking to secure their financial future. Some of the financial situations that Mesa, AZ residents might need assistance with include planning for retirement, managing debt, investing in their children's education, and creating a financial safety net in case of emergencies. The team at Tribeca Financial, LLC works closely with clients to understand their unique financial needs and goals. They offer customized financial plans that align with each client's short-term and long-term objectives. In addition to traditional investment strategies, the firm provides clients with access to alternative investment options like real estate, cryptocurrency, and precious metals. Clients also benefit from ongoing financial education, regular portfolio reviews, and proactive portfolio reallocation to ensure they stay on track to meet their financial goals.

To view the Minimum Investment and Fee Schedule for Tribeca Financial, LLC, visit their Part 2 Brochure.

Services Offered by Tribeca Financial, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Tribeca Financial, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Other
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1635 N Greenfield Rd, Mesa, AZ 85205, USA
Phone (480) 553-6247
Directions
Google My Business Reviews:

Other Office Locations

This firm has no other locations.

State Registrations

Tribeca Financial, LLC is registered to service clients in the following states:

  • Arizona
  • California
  • Nevada
  • Texas
  • Virginia

Disciplinary History

Tribeca Financial, LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

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