Firm Info
Firm Size
Services Offered
- Financial Planning
- Portfolio Management for Individuals & Small Businesses
- Pension Consulting Services
- Selection of Others Advisors
- Publication of Periodicals or Newsletters
- Educational Seminars & Workshops
Types of Clients
- Individuals (Not High Net Worth)
-
Individuals High Net Worth
*>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth
- Charitable Organizations
- Corporations or Other Businesses Not Listed Above
Available Fee Structures
- Percentage of Assets Under Management (AUM)
- Hourly
- Fixed Fees (Other than subscription)
Eagle Strategies LLC Overview
EAGLE STRATEGIES LLC is a New York-based investment advisory firm that has been providing exceptional financial guidance and management services since its inception in 1988. With a focus on investment advice, the firm has earned a reputation for its expertise in financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisors. As a fee-based firm, EAGLE STRATEGIES LLC is committed to providing comprehensive financial solutions at reasonable costs. The firm’s services are tailored to the unique needs of each client and include the publication of periodicals or newsletters, as well as educational seminars and workshops. This commitment to ongoing education and communication is designed to keep clients informed and engaged in the management of their financial futures. The experienced team of advisors at EAGLE STRATEGIES LLC is dedicated to helping clients achieve their financial goals while minimizing risks. They work closely with clients to create customized strategies using the latest tools and technology available. Their knowledge and expertise have made them one of the most trusted investment advisory firms in the industry, with a track record of success that spans over three decades.
EAGLE STRATEGIES LLC is a top-notch financial advisory firm that caters to a diverse range of clients. From individuals to high net worth individuals, charitable organizations, and various other corporation types, they provide customized solutions to their clients based on their unique requirements. Clients can expect comprehensive guidance on investment management, estate planning, retirement planning, tax planning, and risk management, among others, compounded with a thorough understanding of their investment profile and personal goals. When it comes to fee structures, EAGLE STRATEGIES LLC prides itself on its transparency and flexibility. Clients can choose from a range of fee structures based on the service they opt for. For instance, individuals can opt for fixed fees, while high net worth individuals can avail of a percentage of AUM fee structure. Similarly, those who require periodic financial advice can select an hourly fee structure. Regardless of the chosen fee structure, clients can rest assured that EAGLE STRATEGIES LLC's services are reasonably priced and tailored to their specific needs, with no hidden fees or charges.
Typical Clients, Fee Structures & Investment Minimum
According to the Part 2 Brochure of Eagle Strategies LLC, there is no mention of an investment minimum. Therefore, it can be assumed that the firm does not require any specific minimum investment amount from its clients. However, potential investors are advised to consult with the firm directly or seek the advice of a financial advisor before investing, to determine the most appropriate investment level and the associated risks and fees.
How This Office Can Help Peabody, MA Residents
Eagle Strategies LLC is a financial planning and wealth management firm that provides tailored solutions to clients in Peabody, MA. The professionals at Eagle Strategies LLC understand that each client has unique financial circumstances and goals, and they work closely with each client to develop a comprehensive financial plan that addresses their specific needs. Peabody is a vibrant city with a diverse population, and its residents face a variety of financial challenges. For example, many Peabody residents are first-time homebuyers who need guidance on how to navigate the buying process and secure an affordable mortgage. Others may be establishing their careers and need help navigating the complexities of student loan debt and retirement savings. Still, others may be nearing retirement age and need assistance in creating a sustainable retirement income plan. Whatever financial situation one may be facing in Peabody, the professionals at Eagle Strategies LLC are prepared to assist them in achieving their financial goals.
Services Offered by Eagle Strategies LLC
Core Advisor Services
Financial Planning
Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.
Portfolio Management for Individuals & Small Businesses
Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.
Market Timing Services
Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.
Other Services
Selection of Other Advisors
The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.
Publication of Periodicals or Newsletters
The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.
Educational Seminars & Workshops
The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.
Fee Structures
Financial advisory fees usually are based on the services provided. Fee types charged by Eagle Strategies LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
Percentage of Assets Under Management (AUM)
This fee structure charges a percentage of the assets under management by the firm. Fee structures are often tiered based on the amount of assets managed, with higher AUM often charged a lower rate.
Between 0.50% and 2.00% of assets under management (annually), often lower for a robo advisor. Fees are typically charged quarterly by the firm and will show on your investment statement. View typical advisor costs here.
~96% of registered firms offer this fee structure.
If you have $1 million managed by a firm at a 1% management fee, you would be charged $10,000/year to manage your assets (or $2,500 per quarter). This would be automatically deducted from your investment portfolio.
Hourly
Similar to an attorney, a financial consultant might charge fees based on hourly rates. This fee structure can be advantageous when seeking specific or ad hoc advice.
Charges generally span from $150 to $400 per hour, depending on the extent of the services required.
~33% of registered firms offer this fee structure.
If you needed hourly consulting to sell a business or transfer your estate to your children but did not want your assets managed by a firm, you could consult a firm at an hourly rate to answer any questions you may have.
Fixed Fees (Other than subscription)
Fixed fees are a one-time, lump-sum payment rendered for a specific service, such as creating a financial plan without ongoing management or implementation. This option is beneficial if you solely require guidance for a particular objective rather than a long-term consultancy or asset management.
Fixed fees for creating a financial plan often range from $1,000 to $3,000.
~49% of registered firms offer this fee structure.
If you did not want a firm to manage your assets but needed to create a retirement plan, life transition plan such as divorce or loss of a spouse, estate transition plan, business financial plan, or any other financial planning, you could consult with an RIA firm to help you with the creation of that plan.
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Occasionally, advisors are compensated through commissions by selling certain financial products, such as mutual funds or life insurance policies, or as a broker-dealer by facilitating the buying and selling of securities. Advisors who receive commissions may be incentivized to make specific suggestions to clients in order to secure a commission. Advisors who operate on a fee-only basis do not earn commissions, whereas fee-based advisors may do so.
Often 3% - 6% of the value of the security.
Only ~3% of registered firms say they offer this fee structure, but other advisors may receive “soft dollars”. Many mutual funds charge 12b-1 fees to cover the promoting and selling of the fund’s shares. While your advisor does not charge these fees, they may receive a kickback for recommending the investment.
An advisor selling their client on a life insurance policy and receiving a commission on the sale of that policy, or recommending a specific investment and receiving a kickback for that recommendation.
Performance-based Fees
Advisors typically obtain performance-based fees if a portfolio surpasses a predefined benchmark. This fee is determined through various methods, but is most commonly assessed as a percentage of investment gains. Performance-based fees may incentivize advisors to undertake riskier decisions in pursuit of generating higher returns.
“Two and Twenty” is common among hedge funds with a 2% management fee and a 20% incentive fee above the “hurdle rate,” or performance threshold the fund is compared against.
32% of registered firms offer this fee structure.
A hedge fund earns a 15% return with a 20% performance fee in above the performance of the S&P 500, which grew 7% that same year.
20% of fund growth in excess of S&P 500’s 7% growth for that year = 15% hedge fund growth - 7% S&P 500 growth = 8% difference x 20% = 2% performance fee (in addition to the management fee).
Other
Firms occasionally offer unconventional fee structures when charging clients. For more detailed information about a firm’s specific fee structures, please refer to their Form ADV and Part 2 Brochure.
Types of Clients
*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.
This Office Location
Other Office Locations
Firm Headquarters
This firm has no other locations.
State Registrations
Eagle Strategies LLC is registered to service clients in the following states:
- Alabama
- Alaska
- Arizona
- Arkansas
- California
- Colorado
- Connecticut
- Delaware
- District of Columbia
- Florida
- Georgia
- Hawaii
- Idaho
- Illinois
- Indiana
- Iowa
- Kansas
- Kentucky
- Louisiana
- Maine
- Maryland
- Massachusetts
- Michigan
- Minnesota
- Mississippi
- Missouri
- Montana
- Nebraska
- Nevada
- New Hampshire
- New Jersey
- New Mexico
- New York
- North Carolina
- North Dakota
- Ohio
- Oklahoma
- Oregon
- Pennsylvania
- Rhode Island
- South Carolina
- South Dakota
- Tennessee
- Texas
- Utah
- Vermont
- Virginia
- Washington
- West Virginia
- Wisconsin
Disciplinary History
Eagle Strategies LLC does not have any disclosures. Please visit it's Form ADV for more details.