Compass Financial Group

Financial Advisor in Raleigh, NC

Firm Info
Address: 7000 Harps Mill Rd Suite 103, Raleigh, NC 27615, USA
Phone: (919) 714-7491

Firm Size
Assets Under Management: $386.9 million
# of Advisors: 4
# of Clients: 413
Client to Advisor Ratio: 103:1
Average Account Size: $936,841
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Compass Financial Group, Inc. Overview

Compass Financial Group, Inc. is a registered investment advisory firm that has been providing investment advice to clients since 2003. The firm is headquartered in Deerfield Beach, Florida, and specializes in fee-only financial planning and portfolio management services for individuals and small businesses. Their approach is designed to help clients achieve their financial goals while minimizing risk through careful investment selection and management. Compass Financial Group, Inc. is a fee-only firm, meaning they do not earn commissions or other compensation based on the products they recommend to clients. This fee structure allows them to maintain impartiality when advising clients on investments and financial planning strategies. Their investment advice is based on a thorough understanding of their client's financial goals, risk tolerance, and investment objectives. In addition to their financial planning and portfolio management services, Compass Financial Group, Inc. also offers family office services. Family office services are designed to help high-net-worth individuals and families manage their wealth and assets. This includes a comprehensive range of services such as investment management, financial planning, tax planning, estate planning, and other specialized services tailored to the unique needs of each client. With a focus on helping clients to preserve, grow, and transfer their wealth, Compass Financial Group, Inc. is positioned to meet the diverse needs of their clients in today's complex and ever-changing financial landscape.

COMPASS FINANCIAL GROUP, INC. caters to a diverse range of clients, including individuals seeking financial advisory services, high net worth individuals with complex estate planning and investment needs, and other forms of corporations seeking guidance on their finances. The firm understands that every client is unique with individual goals and objectives, and hence their services are customized to meet specific requirements. COMPASS FINANCIAL GROUP, INC. offers multiple fee structures based on the different type of services provided. Their fee structures include a percentage of Assets Under Management (AUM), hourly rates, and fixed fees. The percentage of AUM structure is typically used for portfolio management, where the firm’s assets’ performance is aligned with the clients. Hourly rate is for clients seeking specific financial advice, whereas fixed fees are for services catering to specific client needs. The firm believes that transparency is crucial regarding fee structures and hence, ensures that the fees charged are communicated transparently, allowing clients to make informed decisions.

Typical Clients, Fee Structures & Investment Minimum

According to Compass Financial Group, Inc.'s Part 2 Brochure, the investment minimum for their services is $100,000. The brochure notes that "our minimum account size is typically $100,000," indicating that this is the threshold for clients to work with the firm. There is no mention of any lower investment minimums for specific services or account types, suggesting that $100,000 is the standard amount necessary to engage with Compass Financial Group, Inc.

How This Office Can Help Raleigh, NC Residents

Compass Financial Group is a financial planning firm based in Raleigh, NC providing services to clients in the area. Their team of professionals provides individuals and businesses with customized financial planning solutions designed to help them achieve their financial goals. The firm offers a wide range of services, including retirement planning, tax planning, estate planning, investment management, and more. Raleigh, NC is a bustling city with a diverse population facing unique financial situations. Many residents may be planning for retirement and looking for investment strategies that work for them. Others may be starting a business or seeking advice on how to manage their finances more efficiently. Compass Financial Group works with its clients to assess their current financial situation, identify their goals, and develop a strategic plan to help them achieve their financial objectives. With Compass Financial Group's personalized and comprehensive services, residents of Raleigh can feel confident in their financial future.

To view the Minimum Investment and Fee Schedule for Compass Financial Group, Inc., visit their Part 2 Brochure.

Services Offered by Compass Financial Group, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Compass Financial Group, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 7000 Harps Mill Rd Suite 103, Raleigh, NC 27615, USA
Phone (919) 714-7491
Opening Hours
  • Mon 9 AM–5 PM
  • Tue 9 AM–5 PM
  • Wed 9 AM–5 PM
  • Thu 9 AM–5 PM
  • Fri 9 AM–5 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:
5 Stars  |  4 Reviews

Other Office Locations

Firm Headquarters
Firm headquarters location 665 S.E. 10TH STREET, SUITE 202, DEERFIELD BEACH, FL 33441, United States

This firm has no other locations.

State Registrations

Compass Financial Group, Inc. is registered to service clients in the following states:

  • Florida
  • Texas

Disciplinary History

Compass Financial Group, Inc. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

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