Wells Fargo Advisors

Financial Advisor in Rowan County, NC

Firm Info
Address: 704 N Cannon Blvd, Kannapolis, NC 28083, USA
Phone: (704) 939-1020

Firm Size
Assets Under Management: $103 billion
# of Advisors: 894
# of Clients: 222,705
Client to Advisor Ratio: 249:1
Average Account Size: $462,495
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

Get Connected with a Financial Advisor

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Wells Fargo Advisors Financial Network, LLC Overview

Wells Fargo Advisors Financial Network, LLC is a registered investment advisory firm that has been in business since 2000 and is headquartered in St. Louis, MO. The firm operates as a broker-dealer and sells additional financial products, while providing investment advice to its clients. They offer fee-based services and specialize in financial planning, portfolio management for individuals and small businesses, as well as businesses or institutional clients. The firm also offers pension consulting services, advising clients on how to best manage their retirement accounts. Wells Fargo Advisors Financial Network, LLC takes pride in its highly-skilled financial advisors who provide personalized and comprehensive portfolio management to clients. The firm offers a selection of other advisors to clients who require specialized services such as tax planning, estate planning, and insurance planning. In addition to its core services, the firm also provides investment consulting services to institutional clients. This service helps institutional investors evaluate their investment strategies and identify opportunities to maximize their returns. Overall, Wells Fargo Advisors Financial Network, LLC has been providing top-notch investment advice and financial planning services since 2000. With a team of highly experienced financial advisors, the firm caters to the diverse needs of its clients, ranging from individuals to businesses and institutional clients. They offer a wide range of services, including pension consulting services, portfolio management, financial planning, and investment consulting services. As a fee-based advisory firm, the firm works to ensure its clients' financial interests are always their top priority.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC is a financial advisory firm that caters to a diverse range of clients, including individuals, high net worth individuals, banking institutions, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other corporation types not listed. The firm's extensive client base reflects its ability to provide a comprehensive range of financial services to a diverse range of clients with varying investment needs. When it comes to fee structures, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC offers a range of options depending on the services provided. Clients can choose from a percentage of assets under management (AUM), hourly fees, fixed fees, or commissions. The percentage of AUM is a fee paid annually by clients based on the total market value of investments managed by the firm. Fixed fees, on the other hand, are flat rates charged by the firm for specific services, such as financial planning or portfolio management. Commissions are fees paid to the firm for buying or selling securities on behalf of clients. Overall, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC offers a transparent and flexible fee structure that suits the unique needs of its clients.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC states that they do have minimum Account values for their Programs, but they have the discretion to waive those minimums. However, the brochure does not list the specific investment minimum, so it is unclear what the minimum investment amount is for this firm.

How This Office Can Help Rowan County, NC Residents

As a financial advisor, Wells Fargo Advisors assists clients in Rowan County, NC by providing a comprehensive approach to wealth management. This includes helping clients with retirement planning, investment management, estate planning, and tax-efficient strategies. For those living in Rowan County, NC, this can be especially beneficial given the area's rural nature and lack of access to financial resources. In addition, Wells Fargo Advisors can also assist clients in Rowan County who may be facing specific financial situations such as family wealth transfers, business succession planning, or managing complex investments. By working closely with clients to understand their unique financial goals and provide tailored recommendations, Wells Fargo Advisors can help them achieve greater financial security and peace of mind. With a focus on long-term planning and a commitment to personalized service, this financial advisor can serve as a trusted ally for individuals and families in Rowan County, NC.

To view the Minimum Investment and Fee Schedule for Wells Fargo Advisors Financial Network, LLC, visit their Part 2 Brochure.

Services Offered by Wells Fargo Advisors Financial Network, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Wells Fargo Advisors Financial Network, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 704 N Cannon Blvd, Kannapolis, NC 28083, USA
Phone (704) 939-1020
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-09G, ST. LOUIS, MO 63103, United States

This firm has no other locations.

State Registrations

Wells Fargo Advisors Financial Network, LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Wells Fargo Advisors Financial Network, LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs