LPL Financial

Retirement Planning Firm in Danville, CA

Firm Info
Address: 108 Margone Ct, Danville, CA 94526, USA
Phone: (925) 838-2057

Firm Size
Assets Under Management: $269 billion
# of Advisors: 16,527
# of Clients: 1.1 million
Client to Advisor Ratio: 64:1
Average Account Size: $254,931
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Lpl Financial LLC Overview

LPL Financial LLC is a fee-based registered investment advisory firm that has been in business since 1975. The firm is headquartered in Fort Mill, SC, and offers a variety of services to individuals, small businesses, and institutional clients. As a broker-dealer and insurance broker/agent, LPL Financial LLC provides investment advice and assistance with financial planning. Portfolio management services are also available for both individuals and small businesses, as well as businesses or institutional clients. Additionally, pension consulting services are offered to help clients navigate the complexities of retirement planning. The firm can also assist with the selection of other advisors if needed. To further educate clients, LPL Financial LLC offers educational seminars and workshops to help individuals and businesses better understand their financial options. In addition to these services, the firm also provides consulting and other non-discretionary advisory services to assist clients with various financial needs. Overall, LPL Financial LLC offers a wide range of services to help clients achieve their financial goals.

LPL Financial LLC is a full-service investment firm that caters to a diverse range of clients. From individuals to state or municipal government entities, the firm serves various types of clients, including high net worth individuals, charitable organizations, sovereign wealth funds, and other corporation types not listed. LPL Financial LLC also caters to other distinctive types of clients, making their services accessible to a wider audience. Regarding its fee structures, LPL Financial LLC provides various options to its clients, depending on the services they require. Clients can choose from a percentage of AUM, which stands for "assets under management," an hourly rate, fixed fees, or commissions. Depending on the service provided, clients can pick the most convenient fee structure for them. The "percentage of AUM" option consists of fees that are a percentage of the total value of the assets under LPL Financial LLC's management. Whereas the "hourly" and "fixed fee" options involve charges that depend on the service provided or the time spent to accomplish the task. Lastly, the "commission" fee structure pays LPL Financial LLC for executing securities trades and usually derives income from selling products for the client, such as insurance or annuities. Overall, LPL Financial LLC's diverse fee structure caters to a broad range of clients with different financial backgrounds and investment goals.

Typical Clients, Fee Structures & Investment Minimum

According to LPL FINANCIAL LLC's Part 2 Brochure, there is no mention of an investment minimum. Therefore, it is unclear what their investment minimum may be.

How This Office Can Help Danville, CA Residents

LPL Financial is a trusted financial advisory firm that provides customized financial solutions to clients in Danville, CA. Whether you are planning for retirement, saving for your child's college education, or aiming to grow your wealth, LPL Financial can help. The experienced advisors at LPL Financial work closely with clients to understand their unique financial goals and objectives, and then provide tailored advice and strategies to meet those goals. Danville, CA residents may be facing specific financial situations depending on their life stage and circumstances. For example, many residents may be high-income earners but may not have started saving for their retirement yet. LPL Financial can help them create a comprehensive retirement plan to ensure they have enough savings to maintain their standard of living post-retirement. Other clients may be business owners or entrepreneurs who need guidance on managing their cash flow, reducing taxes, and eventually transitioning their business. LPL Financial offers expertise in all these areas and more, helping clients achieve their financial goals and live their best life.

To view the Minimum Investment and Fee Schedule for Lpl Financial LLC, visit their Part 2 Brochure.

Services Offered by Lpl Financial LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Lpl Financial LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 108 Margone Ct, Danville, CA 94526, USA
Phone (925) 838-2057
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 1055 LPL WAY, FORT MILL, SC 29715, United States

This firm has no other locations.

State Registrations

Lpl Financial LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Lpl Financial LLC does not have any disclosures. Please visit it's Form ADV for more details.