LPL Financial

Retirement Planning Firm in Williamsport, PA

Firm Info
Address: 1412 Washington Blvd, Williamsport, PA 17701, USA
Phone: (570) 329-2219

Firm Size
Assets Under Management: $269 billion
# of Advisors: 16,527
# of Clients: 1.1 million
Client to Advisor Ratio: 64:1
Average Account Size: $254,931
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Lpl Financial LLC Overview

Edward Jones is a financial advisory firm that is based in St. Louis, MO. The firm was established in 1963 and since then, they have become one of the leading broker-dealers in the industry. Their fee arrangement is fee-based, which means that clients are charged a fee based on the services provided. They provide investment advice to individuals and small businesses as well as businesses or institutional clients. Additionally, they offer pension consulting services to help clients plan for retirement. One of the key services provided by Edward Jones is portfolio management. They provide personalized portfolio management services to ensure that the investment strategy aligns with the client's objectives. They also offer this service to small businesses, ensuring that their investments are optimized for future growth. Furthermore, Edward Jones provides pension consulting services to ensure that clients can plan for retirement efficiently, providing retirement planning solutions that are tailored to meet the unique needs of each client. One of the hallmarks of Edward Jones is their ability to select other advisors for their clients. The firm employs an extensive network of brokers, agents, and advisors, ensuring that the best and brightest advisors are available to their clients. This service is just one example of the dedicated and comprehensive approach that Edward Jones takes to investment management, ensuring that clients receive the best possible service and outcome in the long term.

LPL Financial LLC is a financial advisory firm that offers an array of services to various types of clients. The firm caters to individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, state or municipal government entities, sovereign wealth funds, and other corporation types not listed. LPL Financial LLC also welcomes other types of clients who seek assistance in managing their finances. This diverse clientele shows the firm's flexibility and expertise in handling various financial situations. When it comes to fee structures, LPL Financial LLC offers different options. The fees depend on the type of service provided. Clients can choose to pay LPL Financial LLC a percentage of their assets under management (AUM). Alternatively, they can choose an hourly fee structure where they pay for the amount of time spent on consultations or financial planning. Fixed fees are also available for specific services, and clients have the option to pay commissions for transactions executed on their behalf. The availability of various fee structures allows clients to select a payment method that best fits their financial goals and needs. LPL Financial LLC understands that each client has different requirements and goals in mind, and therefore offers these options to cater to diverse financial situations.

Typical Clients, Fee Structures & Investment Minimum

According to LPL FINANCIAL LLC's Part 2 Brochure, there is no mention of an investment minimum. Therefore, it is unclear what their investment minimum may be.

How This Office Can Help Williamsport, PA Residents

LPL Financial is a leading provider of investment and wealth management services to clients in Williamsport, PA. The company offers a wide range of financial solutions to help clients achieve their financial objectives, from retirement planning to tax-efficient investing. With personalized attention, LPL Financial takes the time to understand each client's unique financial situation and tailor its services to meet their specific needs. Given the economic challenges of living in Williamsport, PA, clients may face issues such as high unemployment, job insecurity, and limited career prospects. Additionally, residents may face rising costs of living, such as housing and healthcare expenses. LPL Financial can assist clients by creating comprehensive financial plans that help them build wealth, reduce debt, and manage expenses effectively. The company's investment advisors can also help clients navigate the markets and identify opportunities for growth, taking into account the unique challenges of living in Williamsport, PA. Ultimately, LPL Financial's expertise and personalized approach can help clients achieve their long-term financial goals and secure their financial futures.

To view the Minimum Investment and Fee Schedule for Lpl Financial LLC, visit their Part 2 Brochure.

Services Offered by Lpl Financial LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Lpl Financial LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1412 Washington Blvd, Williamsport, PA 17701, USA
Phone (570) 329-2219
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 1055 LPL WAY, FORT MILL, SC 29715, United States

This firm has no other locations.

State Registrations

Lpl Financial LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Lpl Financial LLC does not have any disclosures. Please visit it's Form ADV for more details.