Firm Info
Firm Size
Services Offered
- Portfolio Management for Individuals & Small Businesses
- Portfolio Management Investment Company
- Portfolio Management of Pooled Investment Vehicles
- Portfolio Management for Businesses or Institutional Clients
- Other
Types of Clients
- Individuals (Not High Net Worth)
-
Individuals High Net Worth
*>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth
- Investment Companies
- Pooled Investment Vehicles
- Pension & Profit Sharing Plans
- Charitable Organizations
- State & Municipal Govt Entities
- Corporations or Other Businesses Not Listed Above
Available Fee Structures
- Percentage of Assets Under Management (AUM)
- Other
Geneva Capital Management LLC Overview
Geneva Capital Management LLC is a fee-based registered investment advisory firm that has been in business since 1986. This investment advisory firm operates out of their headquarters in Milwaukee, WI, and provides investment advice only. The firm offers various portfolio management services to individuals, small businesses, investment companies, and institutional clients, such as managing pooled investment vehicles. Geneva Capital Management LLC also provides additional services, such as model portfolio services to financial firms. Investors can count on Geneva Capital Management LLC to provide professional management of their portfolios for various investment vehicles. This includes the management of their assets during the entire investment cycle, as well as the monitoring of their portfolios to ensure their investments align with their goals and objectives. Furthermore, the firm can provide model portfolio services to financial firms to help them streamline their investment processes. Investors looking for a reliable and trustworthy advisor to manage their investments can look to Geneva Capital Management LLC as the firm safely and appropriately manages clients' wealth while prioritizing their needs.
depending on service provided GENEVA CAPITAL MANAGEMENT LLC serves a wide range of clients across various industries. The firm assists individuals as well as high net worth individuals, investment companies, pooled investment vehicles, pension or profit sharing plans, charitable organizations, state or municipal government entities, and other corporation types not listed. The firm's expertise in investment management enables it to provide its clients with custom investment portfolios that meet their specific needs and goals. When it comes to fee structures, GENEVA CAPITAL MANAGEMENT LLC offers various options depending on the services provided. The typical fee structure is a percentage of assets under management (AUM), which varies from client to client. In addition to this, the firm offers other types of fees depending on the service provided, such as fixed fees or performance-based fees. Clients are advised to consult with the firm to determine the best fee structure that suits their needs. Regardless of the fee structure, the firm adheres to the highest standards of transparency and disclosure to ensure its clients receive the best value for their investment.
Typical Clients, Fee Structures & Investment Minimum
According to Geneva Capital Management LLC's Part 2 Brochure, the firm requires a minimum account size of $5 million in assets to establish a new institutional client relationship. There is no mention of an investment minimum for individual clients.
How This Office Can Help Massapequa, NY Residents
Geneva Capital Management is a team of financial experts that help clients achieve their financial goals with individually tailored investment solutions. For those living in Massapequa, NY, Geneva Capital Management offers personalized financial planning assistance to navigate the unique financial challenges that are common in this area. Many Massapequans face financial challenges regarding the cost of living, including high housing costs and property taxes. Geneva Capital Management can help clients develop strategies to manage their personal finances to make these costs more manageable. They also assist clients with retirement planning, creating diverse portfolios, and managing investment risk. With this assistance, clients can feel confident that they are investing their money wisely and planning for their financial future. Geneva Capital Management offers a supportive and encouraging environment for Massapequans as they build a strong financial foundation.
Services Offered by Geneva Capital Management LLC
Core Advisor Services
Financial Planning
Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.
Portfolio Management for Individuals & Small Businesses
Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.
Market Timing Services
Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.
Other Services
Selection of Other Advisors
The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.
Publication of Periodicals or Newsletters
The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.
Educational Seminars & Workshops
The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.
Fee Structures
Financial advisory fees usually are based on the services provided. Fee types charged by Geneva Capital Management LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
Percentage of Assets Under Management (AUM)
This fee structure charges a percentage of the assets under management by the firm. Fee structures are often tiered based on the amount of assets managed, with higher AUM often charged a lower rate.
Between 0.50% and 2.00% of assets under management (annually), often lower for a robo advisor. Fees are typically charged quarterly by the firm and will show on your investment statement. View typical advisor costs here.
~96% of registered firms offer this fee structure.
If you have $1 million managed by a firm at a 1% management fee, you would be charged $10,000/year to manage your assets (or $2,500 per quarter). This would be automatically deducted from your investment portfolio.
Other
Firms occasionally offer unconventional fee structures when charging clients. For more detailed information about a firm’s specific fee structures, please refer to their Form ADV and Part 2 Brochure.
Unavailable
Hourly
Similar to an attorney, a financial consultant might charge fees based on hourly rates. This fee structure can be advantageous when seeking specific or ad hoc advice.
Charges generally span from $150 to $400 per hour, depending on the extent of the services required.
~33% of registered firms offer this fee structure.
If you needed hourly consulting to sell a business or transfer your estate to your children but did not want your assets managed by a firm, you could consult a firm at an hourly rate to answer any questions you may have.
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Fixed fees are a one-time, lump-sum payment rendered for a specific service, such as creating a financial plan without ongoing management or implementation. This option is beneficial if you solely require guidance for a particular objective rather than a long-term consultancy or asset management.
Fixed fees for creating a financial plan often range from $1,000 to $3,000.
~49% of registered firms offer this fee structure.
If you did not want a firm to manage your assets but needed to create a retirement plan, life transition plan such as divorce or loss of a spouse, estate transition plan, business financial plan, or any other financial planning, you could consult with an RIA firm to help you with the creation of that plan.
Commissions
Occasionally, advisors are compensated through commissions by selling certain financial products, such as mutual funds or life insurance policies, or as a broker-dealer by facilitating the buying and selling of securities. Advisors who receive commissions may be incentivized to make specific suggestions to clients in order to secure a commission. Advisors who operate on a fee-only basis do not earn commissions, whereas fee-based advisors may do so.
Often 3% - 6% of the value of the security.
Only ~3% of registered firms say they offer this fee structure, but other advisors may receive “soft dollars”. Many mutual funds charge 12b-1 fees to cover the promoting and selling of the fund’s shares. While your advisor does not charge these fees, they may receive a kickback for recommending the investment.
An advisor selling their client on a life insurance policy and receiving a commission on the sale of that policy, or recommending a specific investment and receiving a kickback for that recommendation.
Performance-based Fees
Advisors typically obtain performance-based fees if a portfolio surpasses a predefined benchmark. This fee is determined through various methods, but is most commonly assessed as a percentage of investment gains. Performance-based fees may incentivize advisors to undertake riskier decisions in pursuit of generating higher returns.
“Two and Twenty” is common among hedge funds with a 2% management fee and a 20% incentive fee above the “hurdle rate,” or performance threshold the fund is compared against.
32% of registered firms offer this fee structure.
A hedge fund earns a 15% return with a 20% performance fee in above the performance of the S&P 500, which grew 7% that same year.
20% of fund growth in excess of S&P 500’s 7% growth for that year = 15% hedge fund growth - 7% S&P 500 growth = 8% difference x 20% = 2% performance fee (in addition to the management fee).
Types of Clients
*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.
This Office Location
- Mon Open 24 hours
- Tue Open 24 hours
- Wed Open 24 hours
- Thu Open 24 hours
- Fri Open 24 hours
- Sat Open 24 hours
- Sun Open 24 hours
Other Office Locations
Firm Headquarters
This firm has no other locations.
State Registrations
Geneva Capital Management LLC is registered to service clients in the following states:
- Alabama
- Alaska
- Arizona
- Arkansas
- California
- Colorado
- Connecticut
- Delaware
- District of Columbia
- Florida
- Georgia
- Hawaii
- Idaho
- Illinois
- Indiana
- Iowa
- Kansas
- Kentucky
- Louisiana
- Maine
- Maryland
- Massachusetts
- Michigan
- Minnesota
- Mississippi
- Missouri
- Montana
- Nebraska
- Nevada
- New Hampshire
- New Jersey
- New Mexico
- New York
- North Carolina
- North Dakota
- Ohio
- Oklahoma
- Oregon
- Pennsylvania
- Puerto Rico
- Rhode Island
- South Carolina
- South Dakota
- Tennessee
- Texas
- Utah
- Vermont
- Virginia
- Washington
- West Virginia
- Wisconsin
- Virgin Islands
Disciplinary History
Geneva Capital Management LLC does not have any disclosures. Please visit it's Form ADV for more details.