Northwestern Mutual

Retirement Planning Firm in Pennington, NJ

Firm Info
Address: 202 Carnegie Center Dr, Princeton, NJ 08540, USA
Phone: (609) 951-8700

Firm Size
Assets Under Management: $0
# of Advisors: 2,170
# of Clients: 0
Client to Advisor Ratio: -
Average Account Size: 0
# of Offices: 1

Services Offered
  • Other

Available Fee Structures
  • Fixed Fees (Other than subscription)
  • Other

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Northwestern Mutual Investment Services,LLC Overview

Northwestern Mutual Investment Services, LLC is a broker-dealer and insurance broker/agent that provides investment advice to its clients. The firm has been in business since 1971 and is headquartered in Milwaukee, WI. As a fee-based advisory firm, Northwestern Mutual Investment Services charges clients based on the services they receive, rather than commission-based compensation. This fee arrangement aligns the interests of the firm with those of their clients, as both parties have a vested interest in achieving positive investment outcomes. In addition to investment advice, Northwestern Mutual Investment Services offers investment research and referrals to other advisers. These additional services provide clients with access to valuable resources and additional expertise, enabling them to make informed investment decisions. Overall, Northwestern Mutual Investment Services, LLC is a well-established and reputable firm that has been providing investment advice and related services to clients for nearly 50 years. Their fee-based approach and range of services make them a solid choice for investors seeking sound financial advice and access to a variety of investment resources.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC caters to a diverse range of clients, including high net worth individuals, families, and businesses. The firm also serves retirees, executives, and professionals looking to grow their wealth. They provide customized financial planning and investment strategies tailored to each client's unique situation and goals. Furthermore, the firm's financial advisors work closely with clients over the long term to help them navigate the complexities of the investment landscape and make informed decisions. When it comes to fee structures, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC offers both fixed fees and other types of fees, depending on the service provided. Fixed fees are charges that are agreed upon upfront, thereby providing transparency and predictability. The other type of fees is variable and may include commissions, performance fees, and management fees. Clients can choose the fee structure that best suits their needs and budget. The specific amount of the fees charged depends on the services provided, the complexity of the investment strategy, and the amount invested. The firm's financial advisors work closely with clients to create a fee structure that aligns with their financial goals while remaining competitive in the market. Overall, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC prides itself on its fee transparency and commitment to creating long-term value for its clients.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure note for Northwestern Mutual Investment Services, LLC does not explicitly mention their investment minimums.

How This Office Can Help Pennington, NJ Residents

Northwestern Mutual provides comprehensive financial planning and investment management services to clients in Pennington, NJ. They help clients navigate a range of financial situations, including retirement planning, estate planning, risk management, and investment management. Given that Pennington is a relatively affluent town with a median household income of $139,063, many clients are likely to have complex financial needs and high net worths. Northwestern Mutual's financial professionals work closely with clients to develop personalized financial plans that align with their goals and objectives. For example, retirement planning might involve developing a portfolio of investments tailored to a client's appetite for risk and expected income needs. Estate planning might involve setting up trusts, wills, and other legal structures to protect clients' assets and ensure that their heirs are well taken care of. And risk management might involve evaluating insurance options and determining the appropriate level of coverage for life, disability, and long-term care. Overall, Northwestern Mutual is well positioned to help residents of Pennington, NJ achieve their financial goals and build long-term financial security.

To view the Minimum Investment and Fee Schedule for Northwestern Mutual Investment Services,LLC, visit their Part 2 Brochure.

Services Offered by Northwestern Mutual Investment Services,LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Northwestern Mutual Investment Services,LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Fixed Fees (Other than subscription)
Other
Unavailable
Percentage of Assets Under Management (AUM)
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

This Office Location

Firm location 202 Carnegie Center Dr, Princeton, NJ 08540, USA
Phone (609) 951-8700
Opening Hours
  • Mon 9 AM–5 PM
  • Tue 9 AM–5 PM
  • Wed 9 AM–5 PM
  • Thu 9 AM–5 PM
  • Fri 9 AM–5 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:
5 Stars  |  5 Reviews

Other Office Locations

Firm Headquarters
Firm headquarters location 720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797, United States

This firm has no other locations.

State Registrations

Northwestern Mutual Investment Services,LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Northwestern Mutual Investment Services,LLC does not have any disclosures. Please visit it's Form ADV for more details.