AWA Investment Advisors DBA Flaharty Asset Management

Retirement Planning Firm in Punta Gorda, FL

Firm Info
Address: 1107 W Marion Ave Suite 112, Punta Gorda, FL 33950, USA
Phone: (941) 206-6200

Firm Size
Assets Under Management: $771.9 million
# of Advisors: 12
# of Clients: 1,879
Client to Advisor Ratio: 157:1
Average Account Size: $410,822
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Flaharty Asset Management, LLC Overview

Flaharty Asset Management, LLC is a registered investment advisory firm that has been offering investment advice since 2013. The firm is headquartered in Clearwater, FL, and operates under a fee-only fee arrangement. As an investment advice only firm, Flaharty Asset Management, LLC specializes in providing a comprehensive range of investment services to its clients. The firm offers a broad range of investment services that include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutional clients, pension consulting services, and selection of other advisors. This comprehensive range of services allows the firm to address specific investment needs of each client and tailor recommendations to meet their specific requirements. To ensure that clients are well-informed and up-to-date on the latest investment trends and topics, Flaharty Asset Management, LLC also offers educational seminars and workshops. This gives clients access to valuable information and insights that can help them make more informed investment decisions and stay ahead of the curve. Overall, Flaharty Asset Management, LLC is a reputable and reliable investment advisory firm that provides a range of investment services to clients. Its focus on providing investment advice only and fee-only fee arrangement ensures that clients receive unbiased recommendations that align with their investment goals and objectives.

FLAHARTY ASSET MANAGEMENT, LLC provides comprehensive investment management services to various clients, including individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, and other corporate entities. With a proven track record of delivering outstanding results and exceptional client service, the firm has established a reputation as a trusted partner to help clients achieve their financial goals. To accommodate the different preferences and needs of its clients, FLAHARTY ASSET MANAGEMENT, LLC offers various fee structures. Depending on the service provided, clients can choose from percentage of assets under management (AUM), hourly, or fixed fees. The percentage of AUM fee structure is based on a percentage of the assets under the firm's management, while the hourly fee structure charges clients based on the time spent on providing investment advice and services. The fixed fee structure, on the other hand, entails clients paying a fixed amount for a particular service or set of services. These fee structures allow FLAHARTY ASSET MANAGEMENT, LLC to remain competitive and flexible while delivering personalized services tailored to each client's unique needs.

Typical Clients, Fee Structures & Investment Minimum

According to FLAHARTY ASSET MANAGEMENT, LLC's Part 2 Brochure, the firm's investment minimum varies based on the specific investment strategy or program being utilized. The brochure notes that "minimum account sizes may vary by program" and provides specific minimums for some programs, such as a $500,000 minimum for the Strategic Growth Equity program and $250,000 minimum for the Dividend Income program. However, for some other programs, such as the Fixed Income and Wealth Management programs, the brochure does not mention any specific investment minimums. Therefore, it is necessary to consult with the firm directly to determine the investment minimums for these programs.

How This Office Can Help Punta Gorda, FL Residents

AWA Investment Advisors DBA Flaharty Asset Management provides personalized financial solutions to clients living in Punta Gorda, FL. With a deep understanding of the financial situations someone in Punta Gorda might face, Flaharty Asset Management is able to provide tailored advice. Many clients in Punta Gorda are retirees or approaching retirement. Flaharty Asset Management offers retirement planning services to ensure their clients have a solid plan in place to meet their financial needs in their golden years. With the cost of living in Punta Gorda higher than the national average, many clients are also concerned about the rising expenses of healthcare. Flaharty Asset Management assists by advising on healthcare plans, long-term care insurance, and estate planning. Additionally, the area has a high level of real estate investment and Flaharty Asset Management is well-versed in assisting clients with these particular financial needs.

To view the Minimum Investment and Fee Schedule for Flaharty Asset Management, LLC, visit their Part 2 Brochure.

Services Offered by Flaharty Asset Management, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Flaharty Asset Management, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1107 W Marion Ave Suite 112, Punta Gorda, FL 33950, USA
Phone (941) 206-6200
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 311 PARK PLACE BLVD., SUITE 150, CLEARWATER, FL 33759, United States

This firm has no other locations.

State Registrations

Flaharty Asset Management, LLC is registered to service clients in the following states:

  • California
  • Colorado
  • Florida
  • Georgia
  • Illinois
  • Indiana
  • Maryland
  • Michigan
  • New York
  • North Carolina
  • Ohio
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • Tennessee
  • Texas
  • Virginia

Disciplinary History

Flaharty Asset Management, LLC does not have any disclosures. Please visit it's Form ADV for more details.