LPL Financial

Retirement Planning Firm in Montebello, NY

Firm Info
Address: 1 Executive Blvd, Suffern, NY 10901, USA
Phone: (845) 368-8610

Firm Size
Assets Under Management: $269 billion
# of Advisors: 16,527
# of Clients: 1.1 million
Client to Advisor Ratio: 64:1
Average Account Size: $254,931
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Lpl Financial LLC Overview

Great Path Planning is a fee only accounting firm that also provides investment advice and other financial planning services. The company is headquartered in Goshen, NY, having been in business since 2020. As a registered investment advisory firm, Great Path Planning is recognized for its expertise in providing investment advice that benefits individuals and small businesses alike. For those seeking financial planning services, Great Path Planning offers a variety of options to choose from, including portfolio management and educational seminars. Its portfolio management services aim to aid clients in achieving their long-term financial objectives by selecting investments that align with each individual's goals and risk tolerance. Additionally, its educational seminars and workshops provide a comprehensive training program that teaches investors how to manage their finances and make more informed decisions. Overall, Great Path Planning is an excellent option for individuals and small businesses looking for comprehensive financial guidance. Whether you require assistance with portfolio management or need help preparing for your future, Great Path Planning is ready and equipped to help you achieve your goals.

LPL Financial LLC is a financial advisory firm that offers an array of services to various types of clients. The firm caters to individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, state or municipal government entities, sovereign wealth funds, and other corporation types not listed. LPL Financial LLC also welcomes other types of clients who seek assistance in managing their finances. This diverse clientele shows the firm's flexibility and expertise in handling various financial situations. When it comes to fee structures, LPL Financial LLC offers different options. The fees depend on the type of service provided. Clients can choose to pay LPL Financial LLC a percentage of their assets under management (AUM). Alternatively, they can choose an hourly fee structure where they pay for the amount of time spent on consultations or financial planning. Fixed fees are also available for specific services, and clients have the option to pay commissions for transactions executed on their behalf. The availability of various fee structures allows clients to select a payment method that best fits their financial goals and needs. LPL Financial LLC understands that each client has different requirements and goals in mind, and therefore offers these options to cater to diverse financial situations.

Typical Clients, Fee Structures & Investment Minimum

According to LPL FINANCIAL LLC's Part 2 Brochure, there is no mention of an investment minimum. Therefore, it is unclear what their investment minimum may be.

How This Office Can Help Montebello, NY Residents

LPL Financial offers a range of financial services to assist clients in Montebello, NY in achieving their financial goals. The firm understands that individuals in Montebello, NY may face a variety of financial situations, and provides tailored solutions to meet each client's unique needs. For instance, someone who has recently retired may be in need of income-generating investments, while a young professional might require assistance in building their investment portfolio. LPL Financial's team of advisors provides comprehensive financial planning and investment management services, helping clients to set achievable financial goals and implement strategies to achieve them. The firm also offers retirement planning, tax planning, and estate planning services, ensuring that clients are prepared for the future and able to maintain their lifestyle throughout retirement. With a focus on personalized service and a commitment to transparency and integrity, LPL Financial is well-equipped to assist clients in Montebello, NY in all aspects of their financial lives.

To view the Minimum Investment and Fee Schedule for Lpl Financial LLC, visit their Part 2 Brochure.

Services Offered by Lpl Financial LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Lpl Financial LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1 Executive Blvd, Suffern, NY 10901, USA
Phone (845) 368-8610
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 1055 LPL WAY, FORT MILL, SC 29715, United States

This firm has no other locations.

State Registrations

Lpl Financial LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Lpl Financial LLC does not have any disclosures. Please visit it's Form ADV for more details.