Wells Fargo Advisors

Wealth Management Firm in Appleton, WI

Firm Info
Address: 1270 N Westhill Blvd Suite A, Appleton, WI 54914, USA
Phone: (920) 731-1150

Firm Size
Assets Under Management: $103 billion
# of Advisors: 894
# of Clients: 222,705
Client to Advisor Ratio: 249:1
Average Account Size: $462,495
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

Get Connected with a Financial Advisor

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Wells Fargo Advisors Financial Network, LLC Overview

Wells Fargo Advisors Financial Network, LLC is a fee-based registered investment advisory firm headquartered in St. Louis, MO. The company has been in business since 2000 and offers a comprehensive range of financial services to individuals, small businesses, and institutional clients. As a broker-dealer and seller of additional financial products, the firm provides investment advice to its clients and helps them select other advisors as well. The financial planning services offered by Wells Fargo Advisors Financial Network include retirement income analysis, estate planning, education planning, and tax planning. The portfolio management services are designed to help clients achieve their investment goals and may include equities, bonds, options, mutual funds, ETFs, and other financial instruments. The firm also offers pension consulting services to help businesses and institutions optimize their retirement plans and investments. Wells Fargo Advisors Financial Network provides investment consulting services to institutional clients, helping them evaluate their investment strategies and make informed decisions about their portfolios. The company’s experienced team of advisors works closely with each client to develop customized investment strategies that align with their unique needs and objectives. Whether it’s selecting other advisors, managing portfolios, or providing financial planning services, Wells Fargo Advisors Financial Network is dedicated to helping its clients achieve their financial goals.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC is a financial advisory firm that caters to a diverse range of clients. They serve individuals, high net worth individuals, banking institutions, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other corporation types not listed. The firm's clientele comprises a broad spectrum of individuals and organizations that entrust them with their financial affairs. When it comes to fee structures, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC offers various options based on the service provided. Clients can opt for a percentage of AUM (Assets Under Management) fee structure which means that they will be charged a percentage of the assets that the firm manages on their behalf. This fee could range from 0.5% to 2% of the assets under management. Alternatively, clients can choose a fixed fee wherein the firm charges them a predetermined amount for a specific service or a specified period. On the other hand, the firm also offers a commission-based structure where they earn their fee by selling products or services to clients. Lastly, if clients require services for specific projects or need assistance on an hourly basis, they can opt for the hourly fee structure. Each fee structure has its own advantages and disadvantages, and clients must choose the one that aligns with their financial goals and preferences.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for Wells Fargo Advisors Financial Network, LLC states that they do have minimum initial account values for their programs, but they do not specify what those values are. However, they do state that they have the right to terminate client accounts if they fall below the minimum account value guidelines established by the firm. The firm also has the discretion to waive the minimum account size if they choose to do so. Therefore, while Wells Fargo Advisors Financial Network, LLC does have investment minimums, they do not disclose what those minimums are in their Part 2 Brochure.

How This Office Can Help Appleton, WI Residents

Wells Fargo Advisors is a financial management company that provides a wide range of services and assistance to clients in Appleton, WI. They offer personalized investment management, financial planning, retirement planning, and other financial services. For individuals living in Appleton, WI, Wells Fargo Advisors can provide assistance with planning for retirement, managing debt, investing in the stock market or real estate market, and estate planning. Given that Appleton, WI is home to many small business owners, Wells Fargo Advisors can also assist with starting and running a business. They can help entrepreneurs with funding, hiring, bookkeeping, taxes, and more. Wells Fargo Advisors is a valuable resource for individuals and businesses in Appleton, WI looking to manage their finances and create a secure financial future.

To view the Minimum Investment and Fee Schedule for Wells Fargo Advisors Financial Network, LLC, visit their Part 2 Brochure.

Services Offered by Wells Fargo Advisors Financial Network, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Wells Fargo Advisors Financial Network, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1270 N Westhill Blvd Suite A, Appleton, WI 54914, USA
Phone (920) 731-1150
Directions
Google My Business Reviews:
4 Stars  |  3 Reviews

Other Office Locations

Firm Headquarters
Firm headquarters location ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-09G, ST. LOUIS, MO 63103, United States

This firm has no other locations.

State Registrations

Wells Fargo Advisors Financial Network, LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Wells Fargo Advisors Financial Network, LLC does not have any disclosures. Please visit it's Form ADV for more details.