Dougherty & Associates Financial Advisors

Wealth Management Firm in Buffalo, MN

Firm Info
Address: 103 Marty Dr, Buffalo, MN 55313, USA
Phone: (763) 682-4014

Firm Size
Assets Under Management: $320.3 million
# of Advisors: 9
# of Clients: 2,435
Client to Advisor Ratio: 271:1
Average Account Size: $131,551
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth


Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Dougherty & Associates Financial Advisors, Inc. Overview

Dougherty & Associates Financial Advisors, Inc. is a fee-only investment advisory firm that has been in business since 2015. The firm's headquarters are located in Buffalo, MN, where it offers a range of investment advice services. The firm operates as an investment advice-only RIA, meaning that they specialize strictly in helping clients achieve their financial goals via strategic planning and management. The professionals at Dougherty & Associates offer a range of services aimed at helping individuals and small businesses meet their financial objectives. Their services include financial planning, portfolio management, and selection of other advisors. They also offer educational seminars and workshops aimed at educating clients about financial planning and money management. Additionally, Dougherty & Associates provides asset allocation and portfolio monitoring services to help clients stay on top of their investment strategies and stay proactive in their financial pursuits. As a fee-only investment advisory firm, Dougherty & Associates is dedicated to transparency and personalized service. The firm is completely independent from any financial services provider, which means that they can provide advice and guidance that is in the best interest of the client, without any competing interests. With over five years of experience in the industry, Dougherty & Associates is committed to helping clients navigate the financial landscape and find success in their financial pursuits.

DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. caters to a diverse range of clients, including individuals and high net worth individuals. The firm believes that financial planning is crucial for everyone, regardless of their financial status, and thus they offer customized services to each client based on their unique needs and goals. DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. has multiple fee structures available, depending on the type of service provided. Their fees are transparent and completely aligned with the best interests of their clients. They offer a percentage of Assets Under Management (AUM) fee structure, which means that the client pays a certain percentage of their portfolio's total value each year. They also offer hourly fees, where they charge a fixed hourly rate for their services. Finally, they have fixed fees for specific services, which are agreed upon upfront with the client. The firm's mission is to provide clients with the highest level of service at a reasonable cost, and these fee structures allow them to cater to a variety of client needs and preferences.

Typical Clients, Fee Structures & Investment Minimum

According to Dougherty & Associates Financial Advisors, Inc.'s Part 2 Brochure, the firm requires a minimum account size of $250,000. The brochure notes that "The minimum account size for new advisory clients is $250,000," indicating that clients must have at least this amount to open an account with the firm. This suggests that the firm focuses on serving high net worth individuals or institutions with substantial assets to manage. It is important for potential clients to note this requirement before considering engaging the services of this firm.

How This Office Can Help Buffalo, MN Residents

As a full-service financial advisory firm, Dougherty & Associates provides a wide range of services to assist clients in Buffalo, MN in achieving their financial goals. Whether a client is just starting to invest or is nearing retirement, the team at Dougherty & Associates can provide guidance and expertise. For clients in Buffalo, MN who may be facing specific financial situations, such as planning for college tuition or managing debt, Dougherty & Associates can offer tailored solutions. They can help with college savings plans, refinancing loans, and budgeting strategies to help clients get on the path to financial security. Additionally, the firm can assist with planning for retirement, estate planning, and creating a comprehensive financial portfolio tailored to each client's individual needs and goals. With a focus on personalized service and attention to detail, Dougherty & Associates can help clients in Buffalo, MN achieve financial success and peace of mind.

To view the Minimum Investment and Fee Schedule for Dougherty & Associates Financial Advisors, Inc., visit their Part 2 Brochure.

Services Offered by Dougherty & Associates Financial Advisors, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Dougherty & Associates Financial Advisors, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 103 Marty Dr, Buffalo, MN 55313, USA
Phone (763) 682-4014
Opening Hours
  • Mon 7:30 AM–4:30 PM
  • Tue 7:30 AM–4:30 PM
  • Wed 7:30 AM–4:30 PM
  • Thu 7:30 AM–4:30 PM
  • Fri 7:30 AM–3 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:
5 Stars  |  1 Reviews

Other Office Locations

This firm has no other locations.

State Registrations

Dougherty & Associates Financial Advisors, Inc. is registered to service clients in the following states:

  • Arizona
  • California
  • Florida
  • Minnesota
  • Texas
  • Wisconsin

Disciplinary History

Dougherty & Associates Financial Advisors, Inc. does not have any disclosures. Please visit it's Form ADV for more details.

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