DL Carlson Investment Group

Wealth Management Firm in Concord, NH

Firm Info
Address: 2 Capital Plaza Suite 404, Concord, NH 03301, USA
Phone: (603) 224-5977

Firm Size
Assets Under Management: $825 million
# of Advisors: 6
# of Clients: 763
Client to Advisor Ratio: 127:1
Average Account Size: $1.1 million
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)

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Dl Carlson Investment Group Inc Overview

DL Carlson Investment Group Inc is an investment advisory firm that has been in business since 1989. The firm is fee-based and operates out of its headquarters in Concord, NH. As an investment advice only registered firm, it provides financial planning services to individuals and small businesses, as well as portfolio management services for businesses or institutional clients. DL Carlson Investment Group Inc specializes in providing custom portfolios, designed to meet the unique investment needs of each individual client. The firm’s investment strategies are tailored to the specific goals of its clients, and the firm is dedicated to providing transparent, high-quality investment advice. With a focus on long-term investment strategies, DL Carlson Investment Group Inc seeks to provide its clients with financial stability and security. At DL Carlson Investment Group Inc, clients can expect a team of experienced professionals who are committed to helping them achieve their financial objectives. The firm’s portfolio management services for individuals and small businesses include a wide range of investment options to help clients build and grow their wealth. For businesses or institutional clients, the firm provides a comprehensive portfolio management service that aligns with the unique investment objectives of each client.

DL Carlson Investment Group Inc has a diverse range of clients, serving individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, and other types of corporations not listed. Through careful strategic planning, DL Carlson Investment Group has developed a keen understanding of the needs of each client segment, addressing their financial concerns with expertise, transparency, and reliability. To cater to the diverse needs of these clients, DL Carlson Investment Group offers various fee structures, depending on the services provided. One of the most popular fee structures is a percentage of assets under management (AUM), where clients pay a percentage of the total value of assets managed by the firm. This model is highly advantageous for clients with larger portfolios, as it ensures that fees remain proportional to the growth of their assets. Additionally, other fee structures available include hourly fees, fixed fees, performance-based fees, and retainer fees. The firm's commitment to providing flexible fee structures reflects its core value of customizing financial solutions that align with the needs and goals of each client.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for DL Carlson Investment Group, Inc. is generally $250,000, as noted in their Part 2 Brochure. However, they do make exceptions for certain accounts that are expected to exceed $250,000 within a short time.

How This Office Can Help Concord, NH Residents

DL Carlson Investment Group provides a wide range of financial services to its clients in Concord, NH. The company has a team of experienced financial advisors who offer customized financial solutions to meet the unique needs of each client. Whether an individual or a business is looking to start saving for retirement, planning to purchase a new home or car, or seeking to grow their wealth through investments, DL Carlson Investment Group has the expertise to guide their clients towards their financial goals. Living in Concord, NH, individuals or businesses may face various financial challenges, including managing debt, paying for college expenses, saving for retirement, or managing investments. DL Carlson Investment Group assists its clients in navigating these challenges, providing them with the tools and resources needed to make informed decisions about their finances. With a focus on long-term success, DL Carlson Investment Group is committed to helping its clients achieve financial independence and security. By providing comprehensive financial planning services, investment management, and other financial solutions, DL Carlson Investment Group is a trusted partner for those looking to secure their financial future.

To view the Minimum Investment and Fee Schedule for Dl Carlson Investment Group Inc, visit their Part 2 Brochure.

Services Offered by Dl Carlson Investment Group Inc

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Dl Carlson Investment Group Inc most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 2 Capital Plaza Suite 404, Concord, NH 03301, USA
Phone (603) 224-5977
Opening Hours
  • Mon 8:30 AM–5 PM
  • Tue 8:30 AM–5 PM
  • Wed 8:30 AM–5 PM
  • Thu 8:30 AM–5 PM
  • Fri 8:30 AM–5 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location TWO CAPITAL PLAZA, SUITE 404, CONCORD, NH 3301, United States

This firm has no other locations.

State Registrations

Dl Carlson Investment Group Inc is registered to service clients in the following states:

  • Florida
  • Maine
  • Maryland
  • Massachusetts
  • Missouri
  • New Hampshire
  • New York
  • North Carolina
  • Pennsylvania
  • South Carolina
  • Texas
  • Vermont
  • Virginia

Disciplinary History

Dl Carlson Investment Group Inc does not have any disclosures. Please visit it's Form ADV for more details.