LPL Financial

Wealth Management Firm in Huntington Beach, CA

Firm Info
Address: 7777 Center Ave, Huntington Beach, CA 92647, USA
Phone: (714) 799-0774

Firm Size
Assets Under Management: $269 billion
# of Advisors: 16,527
# of Clients: 1.1 million
Client to Advisor Ratio: 64:1
Average Account Size: $254,931
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Lpl Financial LLC Overview

LPL Financial LLC is a registered investment advisory firm offering fee based services since 1975. Headquartered in Fort Mill, South Carolina, the firm operates as a broker-dealer and insurance broker, providing investment advice to individuals, small businesses, and institutional clients. The firm's services include financial planning, portfolio management, pension consulting services, selection of other advisors, and educational seminars and workshops. The firm offers portfolio management services for both individuals and businesses, as well as institutional clients. They also offer pension consulting services. In addition, LPL Financial LLC provides educational seminars and workshops to help clients better understand investment strategies, market trends, and other important financial topics. The firm's advisors assist clients in selecting other advisors, in addition to offering consulting and other non-discretionary advisory services. With nearly 50 years of experience in the industry, LPL Financial LLC is a highly respected registered investment advisory firm. The firm's focus on fee based services provides transparency and ensures that their advisors are motivated to act in the best interests of their clients. Clients of the firm can expect to receive personalized advice and a comprehensive range of financial planning services.

LPL Financial LLC is a financial advisory firm that offers an array of services to a diverse group of clients. The firm primarily serves individuals, including high net worth individuals, but also caters to pension or profit sharing plans, charitable organizations, state or municipal government entities, and sovereign wealth funds. In addition, LPL Financial LLC provides services to other corporate entities not mentioned above, as well as to other types of clients. When it comes to fee structures, LPL Financial LLC offers a range of options depending on the service provided. For clients who require investment management services, the firm utilizes a percentage of assets under management (AUM) model, charging a percentage of the total amount of assets being managed. For clients who require financial planning or other advisory services, an hourly rate may be applied. Fixed fees are also available for certain services, and clients who engage in securities transactions may be subject to commissions. LPL Financial LLC takes great care to ensure that clients are fully informed about the fees associated with their services and to provide transparent and competitive pricing.

Typical Clients, Fee Structures & Investment Minimum

According to LPL Financial LLC's Part 2 Brochure, there is no clear mention of an investment minimum. Therefore, it can be assumed that LPL Financial LLC does not have a specific investment minimum and may vary based on the accounts and investment vehicles offered by the firm. Potential clients should contact LPL Financial LLC directly to inquire about investment minimum and other account requirements.

How This Office Can Help Huntington Beach, CA Residents

LPL Financial assists clients in Huntington Beach, CA by providing a variety of financial services that are tailored to their individual needs and goals. This includes retirement planning, investment management, tax planning, and estate planning. Through our expertise in these areas, we help clients make informed decisions that will help them achieve financial stability and security. One common financial situation that clients in Huntington Beach, CA might face is the high cost of living in the area. With a median home value of over $800,000, many residents may struggle to save for retirement or other long-term goals. At LPL Financial, we work with clients to develop financial plans that take into account their unique circumstances, such as the high cost of living in the area. This may involve finding ways to maximize retirement savings through tax-advantaged accounts or finding investment opportunities that offer higher returns without undue risk. By customizing our approach to each client, we help them achieve their financial objectives and feel confident about their future.

To view the Minimum Investment and Fee Schedule for Lpl Financial LLC, visit their Part 2 Brochure.

Services Offered by Lpl Financial LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Lpl Financial LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 7777 Center Ave, Huntington Beach, CA 92647, USA
Phone (714) 799-0774
Directions
Google My Business Reviews:
4 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 1055 LPL WAY, FORT MILL, SC 29715, United States

This firm has no other locations.

State Registrations

Lpl Financial LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Lpl Financial LLC does not have any disclosures. Please visit it's Form ADV for more details.