Capital Financial Group

Wealth Management Firm in Madison, MS

Firm Info
Address: 1020 Highland Colony Pkwy Ste 706, Ridgeland, MS 39157, USA
Phone: (601) 898-2770

Firm Size
Assets Under Management: $233.5 million
# of Advisors: 3
# of Clients: 538
Client to Advisor Ratio: 179:1
Average Account Size: $433,947
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

Get Connected with a Financial Advisor

* required fields

Capital Financial Group, Inc. Overview

Capital Financial Group, Inc. is a fee-only registered investment advisory firm that offers financial planning and portfolio management services to individuals and small businesses. The firm is headquartered in Greenwood Village, CO and has been in business since 2019. As an insurance broker/agent, the firm also provides investment advice to its clients to help them make informed decisions about their investment strategies. The firm's fee-only arrangement ensures that its advisors do not receive commissions or other forms of compensation for recommending specific investments. This eliminates any potential conflicts of interest, allowing clients to trust that their advisors are acting with their best interests in mind. Capital Financial Group, Inc. provides tailored financial solutions that align with each client's unique goals and objectives. The firm's portfolio management services include the selection of other advisors, ensuring that clients have access to a wide range of investment options to suit their specific needs. Overall, Capital Financial Group, Inc. is dedicated to helping its clients achieve their financial goals with transparency, integrity, and professionalism.

CAPITAL FINANCIAL GROUP, INC. caters to a diverse range of clients, including individuals, high net worth individuals, pension or profit sharing plans, and other corporation types not listed. They understand that each client has unique financial needs and goals, and therefore offer customized solutions to meet their specific requirements. They also take pride in building long-term relationships with their clients and providing them with comprehensive financial planning services. In terms of fee structures, CAPITAL FINANCIAL GROUP, INC. offers various options depending on the service provided. For investment management services, they charge a percentage of assets under management (AUM). This fee is typically between 0.5% to 2% of the AUM, depending on the complexity of the portfolio and the level of service required. For financial planning and advisory services, clients can opt for an hourly fee agreement or a fixed fee arrangement. The hourly fee model charges a set rate per hour for the advisor's time, while the fixed fee structure entails a one-time payment for a specific project or service. CAPITAL FINANCIAL GROUP, INC. is transparent about their fee structures and works closely with clients to determine the best option to suit their needs.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for Capital Financial Group, Inc. indicates that the minimum investment amount to open an Ambassador account is $25,000. However, the firm notes that they have the discretion to waive this minimum dollar amount if they deem it appropriate.

How This Office Can Help Madison, MS Residents

Capital Financial Group is a trusted financial planning and investment management firm that provides tailored solutions for individuals and families in Madison, MS. Their experienced financial advisors work with their clients to fully understand their unique financial goals and concerns. They create comprehensive financial plans that address a range of financial issues, from saving for college or retirement to managing debt and investments. By using a personalized approach, Capital Financial Group is able to provide practical recommendations that address each client's unique needs and goals. Madison, Mississippi is a small, affluent community located just outside of Jackson. Many of its residents are professionals who work in the city, and as such, they may face unique financial challenges. These challenges may include the need for retirement planning, estate planning and asset protection, and investment management. Additionally, many families in Madison may need help with college planning for their children, managing debt, and maximizing tax savings. Capital Financial Group has the expertise to provide customized solutions to address these and other financial challenges. Their advisors work with their clients to develop a comprehensive financial plan that is tailored to their specific needs and goals, helping them to achieve financial success and security. So, residents of Madison, MS can count on the Capital Financial Group to manage their financial life peacefully.

To view the Minimum Investment and Fee Schedule for Capital Financial Group, Inc., visit their Part 2 Brochure.

Services Offered by Capital Financial Group, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Capital Financial Group, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1020 Highland Colony Pkwy Ste 706, Ridgeland, MS 39157, USA
Phone (601) 898-2770
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 8400 E. PRENTICE AVE., SUITE 1100, GREENWOOD VILLAGE, CO 80111-2926, United States

This firm has no other locations.

State Registrations

Capital Financial Group, Inc. is registered to service clients in the following states:

  • California
  • Colorado
  • Nebraska
  • Texas

Disciplinary History

Capital Financial Group, Inc. does not have any disclosures. Please visit it's Form ADV for more details.