Firm Size
Services Offered
- Portfolio Management of Pooled Investment Vehicles
Types of Clients
- Pooled Investment Vehicles
Available Fee Structures
- Percentage of Assets Under Management (AUM)
- Performance-based Fees
Caltius Capital Management, Lp Overview
Caltius Capital Management, LP is a registered investment advisory firm based out of Los Angeles, California. The firm has been in business since 2012 and specializes in investment advice. They operate on a fee-based model, which means that clients pay a set fee for services regardless of the level of investment made. The firm has a strong reputation for providing top-tier investment advice and asset management. Caltius Capital Management, LP specializes in portfolio management of pooled investment vehicles. The firm provides investment services to a wide range of clients, including individuals, pension plans, foundations, and endowments. With a team of experienced investment professionals, Caltius Capital Management, LP is dedicated to providing customized investment solutions that are tailored to the specific needs of each client. Whether you are looking to grow your wealth or preserve it for future generations, Caltius Capital Management, LP has the expertise and tools to help you achieve your goals. From risk management to asset allocation, their team of advisors will work closely with you to create a personalized investment strategy that aligns with your financial objectives. With a commitment to excellence and a focus on client satisfaction, Caltius Capital Management, LP is a leading investment advisory firm in the industry.
CALTIUS CAPITAL MANAGEMENT, LP serves a wide range of clients, including pooled investment vehicles. Their extensive experience in providing financial services has attracted a diverse set of clients over the years, making CALTIUS CAPITAL MANAGEMENT, LP one of the top firms in the industry. They understand the unique needs of their clients and customize their services accordingly to provide the best investment solutions. CALTIUS CAPITAL MANAGEMENT, LP offers fee structures depending on the service provided. They offer a percentage of AUM as one of their options, where the fee is calculated as a percentage of the assets under management. This is a common fee structure for investment management, as it aligns incentives with the client's interest. In addition, CALTIUS CAPITAL MANAGEMENT, LP also offers performance-based fees, where the fee is based on the performance of the investment portfolio. This fee structure is typically used to incentivize firms to achieve higher returns for their clients and to ensure that they are compensated only if they succeed. Both fee structures are effective and trusted methods for providing financial services.
Typical Clients, Fee Structures & Investment Minimum
Based on the note in their Part 2 Brochure, it seems that CALTIUS CAPITAL MANAGEMENT, LP generally requires minimum investments for their Funds to range from $100,000 to $5,000,000 for third-party investors. However, it should be noted that the General Partners of such Funds may waive these minimum investment amounts.
How This Office Can Help North Barrington, IL Residents
Caltius Capital Management is a firm that specializes in providing financial services to clients in North Barrington, Illinois, and surrounding areas. They understand that each client has specific financial needs and goals, and they work with each individual to create a customized plan that fits their unique situation and aspirations. Residents of North Barrington may be facing a variety of financial challenges, such as managing their retirement savings, growing their wealth, or investing in their children's education. Caltius Capital Management assists clients through their experienced financial advisors who offer guidance in these areas and more. They provide investment management services, financial planning, and estate planning advice to help clients achieve their financial objectives while mitigating risks. Whether one is looking to expand their portfolio or manage their investment returns, Caltius Capital Management is devoted to providing efficient and effective solutions to help clients achieve their financial goals.
Services Offered by Caltius Capital Management, Lp
Core Advisor Services
Financial Planning
Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.
Portfolio Management for Individuals & Small Businesses
Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.
Market Timing Services
Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.
Other Services
Selection of Other Advisors
The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.
Publication of Periodicals or Newsletters
The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.
Educational Seminars & Workshops
The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.
Fee Structures
Financial advisory fees usually are based on the services provided. Fee types charged by Caltius Capital Management, Lp most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
Percentage of Assets Under Management (AUM)
This fee structure charges a percentage of the assets under management by the firm. Fee structures are often tiered based on the amount of assets managed, with higher AUM often charged a lower rate.
Between 0.50% and 2.00% of assets under management (annually), often lower for a robo advisor. Fees are typically charged quarterly by the firm and will show on your investment statement. View typical advisor costs here.
~96% of registered firms offer this fee structure.
If you have $1 million managed by a firm at a 1% management fee, you would be charged $10,000/year to manage your assets (or $2,500 per quarter). This would be automatically deducted from your investment portfolio.
Performance-based Fees
Advisors typically obtain performance-based fees if a portfolio surpasses a predefined benchmark. This fee is determined through various methods, but is most commonly assessed as a percentage of investment gains. Performance-based fees may incentivize advisors to undertake riskier decisions in pursuit of generating higher returns.
“Two and Twenty” is common among hedge funds with a 2% management fee and a 20% incentive fee above the “hurdle rate,” or performance threshold the fund is compared against.
32% of registered firms offer this fee structure.
A hedge fund earns a 15% return with a 20% performance fee in above the performance of the S&P 500, which grew 7% that same year.
20% of fund growth in excess of S&P 500’s 7% growth for that year = 15% hedge fund growth - 7% S&P 500 growth = 8% difference x 20% = 2% performance fee (in addition to the management fee).
Unavailable
Hourly
Similar to an attorney, a financial consultant might charge fees based on hourly rates. This fee structure can be advantageous when seeking specific or ad hoc advice.
Charges generally span from $150 to $400 per hour, depending on the extent of the services required.
~33% of registered firms offer this fee structure.
If you needed hourly consulting to sell a business or transfer your estate to your children but did not want your assets managed by a firm, you could consult a firm at an hourly rate to answer any questions you may have.
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Fixed fees are a one-time, lump-sum payment rendered for a specific service, such as creating a financial plan without ongoing management or implementation. This option is beneficial if you solely require guidance for a particular objective rather than a long-term consultancy or asset management.
Fixed fees for creating a financial plan often range from $1,000 to $3,000.
~49% of registered firms offer this fee structure.
If you did not want a firm to manage your assets but needed to create a retirement plan, life transition plan such as divorce or loss of a spouse, estate transition plan, business financial plan, or any other financial planning, you could consult with an RIA firm to help you with the creation of that plan.
Commissions
Occasionally, advisors are compensated through commissions by selling certain financial products, such as mutual funds or life insurance policies, or as a broker-dealer by facilitating the buying and selling of securities. Advisors who receive commissions may be incentivized to make specific suggestions to clients in order to secure a commission. Advisors who operate on a fee-only basis do not earn commissions, whereas fee-based advisors may do so.
Often 3% - 6% of the value of the security.
Only ~3% of registered firms say they offer this fee structure, but other advisors may receive “soft dollars”. Many mutual funds charge 12b-1 fees to cover the promoting and selling of the fund’s shares. While your advisor does not charge these fees, they may receive a kickback for recommending the investment.
An advisor selling their client on a life insurance policy and receiving a commission on the sale of that policy, or recommending a specific investment and receiving a kickback for that recommendation.
Other
Firms occasionally offer unconventional fee structures when charging clients. For more detailed information about a firm’s specific fee structures, please refer to their Form ADV and Part 2 Brochure.
Types of Clients
This Office Location
Other Office Locations
Firm Headquarters
This firm has no other locations.
State Registrations
Caltius Capital Management, Lp is registered to service clients in the following states:
- California
Disciplinary History
Caltius Capital Management, Lp does not have any disclosures. Please visit it's Form ADV for more details.