Ballast Advisors - Punta Gorda

Wealth Management Firm in Punta Gorda, FL

Firm Info
Address: 223 Taylor St Suite 1214, Punta Gorda, FL 33950, USA
Phone: (941) 621-4015

Firm Size
Assets Under Management: $528.9 million
# of Advisors: 6
# of Clients: 2,601
Client to Advisor Ratio: 434:1
Average Account Size: $203,355
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Commissions

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Ballast Advisors, LLC Overview

American Financial Advisors Inc is a fee-only Registered Investment Advisory firm based in Winter Park, FL. The firm has been in business since 1999, providing top-notch financial solutions and advice to clients seeking financial stability and growth. In addition to being a registered investment advisory firm, American Financial Advisors Inc also operates as an insurance broker and agent. The firm's fee arrangement is fee-only, which means clients only pay for the services they receive and not on commission or sales. American Financial Advisors Inc provides a variety of services, including financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. American Financial Advisors Inc is highly experienced in investment advice, and their team of experts is dedicated to providing clients with tailored advice and financial solutions that best suit their specific needs. The firm strives to offer honest and transparent advice to help clients reach their financial goals, and their fee-only model ensures unbiased advice and recommendations.

BALLAST ADVISORS, LLC serves a diverse array of clients, including both individuals and high net worth individuals, as well as pension or profit sharing plans and other corporate entities. With a focus on providing comprehensive financial planning and investment management services, the firm is equipped to serve a wide range of needs, from retirement planning to estate planning and beyond. In addition to traditional clients, BALLAST ADVISORS, LLC also offers expertise to business owners and entrepreneurs, helping them to navigate the unique challenges and opportunities associated with managing their financial affairs. When it comes to fee structures, BALLAST ADVISORS, LLC offers a number of options that allow clients to tailor their investment management plans to their individual needs. Among the options available are percentage-based fees, which are calculated based on the total assets under management, as well as fixed fees, which may be preferred by clients looking for a more predictable cost structure. Commissions are also available for certain services, allowing clients to choose the fee structure that best fits their needs and financial objectives. Whatever the fee structure, the team at BALLAST ADVISORS, LLC is dedicated to providing transparent and fair pricing that aligns with the best interests of their clients.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Ballast Advisors, LLC, there is no mention of any investment minimum. Therefore, it cannot be determined what the firm's investment minimum is from the note in their Part 2 Brochure. Potential investors should inquire about their investment minimum before considering investing with Ballast Advisors, LLC.

How This Office Can Help Punta Gorda, FL Residents

Ballast Advisors is an investment advisory firm located in Punta Gorda, Florida that helps clients navigate complex financial situations, providing guidance and advice to help them achieve their goals. The firm offers a range of services, including wealth management, financial planning, and retirement planning, among others. The experienced team of advisors at Ballast Advisors works closely with each client to gain a deep understanding of their unique financial situation, identifying opportunities and potential risks that are specific to Punta Gorda and the surrounding area. Punta Gorda, FL has a diverse population with varying financial situations, from those approaching retirement to young families just starting out. Ballast Advisors has the expertise and experience to provide financial guidance to all of their clients, keeping in mind the specific challenges that they may face. For example, many people in Punta Gorda may be impacted by the local real estate market, which can be highly dependent on seasonal tourism. Ballast Advisors can help clients plan for this unique economic dynamic, and help them to make wise investment decisions that are tailored to their individual needs and goals. Additionally, the firm can assist clients in managing the ever-changing tax environment, as well as help them to take advantage of the many retirement and savings opportunities available to them.

To view the Minimum Investment and Fee Schedule for Ballast Advisors, LLC, visit their Part 2 Brochure.

Services Offered by Ballast Advisors, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Ballast Advisors, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Commissions
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 223 Taylor St Suite 1214, Punta Gorda, FL 33950, USA
Phone (941) 621-4015
Opening Hours
  • Mon 8 AM–4:30 PM
  • Tue 8 AM–4:30 PM
  • Wed 8 AM–4:30 PM
  • Thu 8 AM–4:30 PM
  • Fri 8 AM–4:30 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 683 BIELENBERG DRIVE, SUITE 208, WOODBURY, MN 55125, United States

This firm has no other locations.

State Registrations

Ballast Advisors, LLC is registered to service clients in the following states:

  • Arizona
  • California
  • Florida
  • Georgia
  • Illinois
  • Iowa
  • Louisiana
  • Massachusetts
  • Michigan
  • Minnesota
  • Nebraska
  • New Hampshire
  • New Jersey
  • New York
  • North Carolina
  • Pennsylvania
  • Texas
  • Virginia
  • Washington
  • Wisconsin

Disciplinary History

Ballast Advisors, LLC does not have any disclosures. Please visit it's Form ADV for more details.