Wealth Management Strategies, Inc.

Wealth Management Firm in Henderson, NC

Firm Info
Address: 204 N Winstead Ave, Rocky Mount, NC 27804, USA
Phone: (252) 451-0488

Firm Size
Assets Under Management: $1.8 billion
# of Advisors: 54
# of Clients: 6,429
Client to Advisor Ratio: 119:1
Average Account Size: $275,451
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Prosperity Capital Advisors Overview

PROSPERITY CAPITAL ADVISORS is a registered investment advisory firm that provides investment advice only to its clients. The firm is based in Westlake, OH, and has been in business since 2011. They are known for their fee-only arrangement, meaning they only earn money from the fees they charge their clients for their investment services. The firm offers a variety of services, including financial planning, portfolio management for individuals and small businesses, and portfolio management for businesses or institutional clients. Additionally, they offer other services, such as the selection of other advisors to work with their clients, as well as educational seminars and workshops to help educate their clients on investment strategies. PROSPERITY CAPITAL ADVISORS is committed to providing the best possible service to their clients, and their team of investment professionals are dedicated to helping individuals and businesses achieve their investment goals. With years of experience and a wide range of services, the firm is well-equipped to help clients navigate the complex world of investing, ensuring that their clients receive the best possible financial guidance and support. Finally, the firm also provides consulting services to their clients.

PROSPERITY CAPITAL ADVISORS is a well-known firm that caters to a variety of clients. They have a diverse clientele that includes individuals, high net worth individuals, pension or profit sharing plans, state or municipal government entities, insurance companies, and other corporation types not listed. With such a vast range of clients, it is evident that the firm has managed to build a reputation for serving clients across the board, from personal finance management to large institutional entities. PROSPERITY CAPITAL ADVISORS offers different fee structures depending on the type of service provided. Their fees can be calculated based on a percentage of assets under management (AUM), which is one of the most common fee structures in the industry. Alternatively, clients can opt for hourly fees, which is a more flexible and transparent option that can be helpful for clients who need a specific service completed within a set timeframe. Finally, PROSPERITY CAPITAL ADVISORS offers a fixed fee structure, which may be suitable for clients who have a clear idea of what they need and prefer a set, predictable fee. Regardless of the type of service, the firm always ensures fees are clearly communicated and agreed upon before any work is done.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Prosperity Capital Advisors, there is no mention of an investment minimum. Therefore, it can be inferred that the firm does not have an investment minimum requirement for its clients. Potential clients should contact the firm directly or consult with a financial advisor to confirm this information.

How This Office Can Help Henderson, NC Residents

Wealth Management Strategies, Inc. is committed to helping clients in Henderson, NC achieve their financial goals. The company offers a wide range of services to assist individuals with various financial situations. For example, those who are nearing retirement may require assistance with creating a retirement income plan, managing their assets, and developing a long-term financial strategy that fits their needs. Additionally, younger clients may need guidance with saving for a child's education, planning for their own retirement, or creating a budget to pay off debt. With their extensive knowledge and experience in financial planning, Wealth Management Strategies, Inc. can help individuals navigate these common financial challenges and provide them with personalized solutions to help maximize their wealth and achieve their financial dreams.

To view the Minimum Investment and Fee Schedule for Prosperity Capital Advisors, visit their Part 2 Brochure.

Services Offered by Prosperity Capital Advisors

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Prosperity Capital Advisors most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 204 N Winstead Ave, Rocky Mount, NC 27804, USA
Phone (252) 451-0488
Directions
Google My Business Reviews:
5 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 30400 DETROIT ROAD, SUITE 201, WESTLAKE, OH 44145, United States

This firm has no other locations.

State Registrations

Prosperity Capital Advisors is registered to service clients in the following states:

  • Arizona
  • California
  • Colorado
  • Connecticut
  • Delaware
  • Florida
  • Georgia
  • Hawaii
  • Illinois
  • Indiana
  • Iowa
  • Kentucky
  • Louisiana
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New York
  • North Carolina
  • Ohio
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • Tennessee
  • Texas
  • Virginia
  • Wisconsin

Disciplinary History

Prosperity Capital Advisors does not have any disclosures. Please visit it's Form ADV for more details.