Locker Financial Services

Wealth Management Firm in Clinton, NJ

Firm Info
Address: 3 Claridge Dr, Verona, NJ 07044, USA
Phone: (973) 256-2555

Firm Size
Assets Under Management: $147.3 million
# of Advisors: 2
# of Clients: 350
Client to Advisor Ratio: 175:1
Average Account Size: $420,889
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth


Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Locker Financial Services, LLC Overview

Locker Financial Services, LLC is an investment advisory firm that operates on a fee-only basis. The firm has been in business since 2020 and is headquartered in Verona, NJ. As a registered investment advisory firm, Locker Financial Services provides investment advice only to its clients. Locker Financial Services offers a variety of services, starting from financial planning services aimed to set clients on the path towards their financial goals. The firm also offers portfolio management services for individuals and small businesses to ensure that portfolios are managed and diversified effectively. Additionally, Locker Financial Services holds educational seminars and workshops aimed to educate clients and provide insights into the financial management world. Locker Financial Services is committed to providing value to its clients by offering comprehensive financial planning and investment advisory services. The firm's fee-only approach ensures that clients receive transparent and objective investment recommendations without the influence of commissions or other external factors. Overall, Locker Financial Services is the ideal investment advisory firm for clients seeking to grow their wealth and secure their financial future.

LOCKER FINANCIAL SERVICES, LLC caters to a diverse range of clients, including individuals and high net worth individuals. With an unwavering commitment to providing unbeatable financial solutions, the company has earned itself a reputation for delivering personalized services tailored to the specific financial needs of each client. This firm is widely recognized for its profound understanding of the financial landscape and its ability to guide clients through the ever-changing financial space with unparalleled expertise. To ensure that clients are comfortable with the fee structure, LOCKER FINANCIAL SERVICES, LLC offers various options depending on the service provided. These options include a percentage of assets under management (AUM), hourly rates, and fixed fees. For instance, the percentage of AUM can be an ideal fee structure for those seeking wealth management and investment services. On the other hand, hourly rates may work best for clients looking to focus on specific financial services. Fixed fees, which are predetermined amounts, are more suitable for clients who require one-time financial assistance. LOCKER FINANCIAL SERVICES, LLC prides itself on transparency regarding its fee structure, ensuring that clients understand the cost of the services they received.

Typical Clients, Fee Structures & Investment Minimum

According to LOCKER FINANCIAL SERVICES, LLC's Part 2 Brochure, the firm's minimum investment is not mentioned.

How This Office Can Help Clinton, NJ Residents

Locker Financial Services offers a range of financial planning services designed to help clients in Clinton, NJ better navigate their financial situations. One major area of focus for the firm is retirement planning, as many people approaching retirement age may be uncertain about how to ensure they have enough saved to live comfortably. Locker Financial Services works with clients to develop realistic retirement plans that take into account factors such as projected income, anticipated expenses, and potential healthcare costs. In addition to retirement planning, Locker Financial Services also assists clients with managing debt, building and maintaining savings, and establishing investment portfolios. Residents of Clinton may face common financial challenges such as high property taxes and the need to care for aging parents, and the firm is equipped to help clients address these and other concerns. Ultimately, the goal of Locker Financial Services is to empower clients in Clinton to make informed financial decisions and achieve their long-term goals.

To view the Minimum Investment and Fee Schedule for Locker Financial Services, LLC, visit their Part 2 Brochure.

Services Offered by Locker Financial Services, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Locker Financial Services, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 3 Claridge Dr, Verona, NJ 07044, USA
Phone (973) 256-2555
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 3 CLARIDGE DRIVE, SUITE 2, VERONA, NJ 7044, United States

This firm has no other locations.

State Registrations

Locker Financial Services, LLC is registered to service clients in the following states:

  • Massachusetts
  • New Jersey

Disciplinary History

Locker Financial Services, LLC does not have any disclosures. Please visit it's Form ADV for more details.