Firm Info
Firm Size
Services Offered
- Portfolio Management for Individuals & Small Businesses
Types of Clients
- Individuals (Not High Net Worth)
Available Fee Structures
- Percentage of Assets Under Management (AUM)
Niemann Capital Management Inc Overview
Niemann Capital Management Inc is a registered investment advisory firm that has been providing investment advice to individuals and small businesses since 1991. The firm is based in Fort Lauderdale, FL and provides fee-only services, which means they do not earn commissions from their investment recommendations. As a fee-only firm, the focus is on providing expert advice and creating investment strategies that fit the unique needs of each client. Niemann Capital Management Inc specializes in portfolio management, helping their clients grow and manage their investments. Their investment advice is tailored to the individual needs and goals of each client, and they work closely with their clients to develop a personalized investment strategy. The firm's team of experienced professionals is dedicated to providing exemplary service and helping clients navigate the complexities of investing. Whether clients are looking to grow their wealth, plan for retirement, or manage their investment portfolio, Niemann Capital Management Inc has the expertise and knowledge to help them achieve their financial goals. With over 30 years of experience, the firm has established a reputation for providing expert investment advice and outstanding customer service. As a registered investment advisory firm specializing in investment advice only, clients can be confident in their advice and trust that their investments are in the best hands.
Niemann Capital Management Inc is a financial management firm that serves a diverse range of clients. The firm's expertise and services cater to individuals seeking investment solutions that align with their financial goals. Along with individual clients, Niemann Capital Management Inc serves businesses, corporations, and organizations who are looking for professional financial management services. The firm's high-end solutions are designed customized to the unique needs of each client, helping them to achieve their long-term financial objectives. With years of experience, Niemann Capital Management Inc is equipped and competent to handle clients of varying sizes and backgrounds. Niemann Capital Management Inc has a variety of fee structures available to clients, depending on the type and level of services provided. One common fee structure is a percentage of assets under management (AUM). This structure means that clients pay a percentage of the total amount of their assets managed by the company. This fee is charged regularly and varies according to clients' investment strategies, account size, and level of management required. Other fee structures are available for a range of services provided by the firm, including financial planning, estate planning, and asset protection. As a reputable finance firm, Niemann Capital Management Inc offers transparent and competitive fees to ensure clients are aware of what they will pay upfront, giving them peace of mind about their financial future.
Typical Clients, Fee Structures & Investment Minimum
According to the note about investment minimums in NIEMANN CAPITAL MANAGEMENT INC's Part 2 Brochure, the firm generally requires a minimum investment of $25,000 up to $100,000 to open a discretionary account. However, they may waive this minimum. It is important to note that NCM also provides non-discretionary investment advisory services to other investment advisers, but their brochure does not mention an investment minimum for this service.
How This Office Can Help Santa Cruz County, CA Residents
Niemann Capital Management Inc is a financial advisory firm that assists clients in Santa Cruz County, CA. The firm offers a range of financial planning services, including investment management, retirement planning, tax planning, estate planning, and insurance planning. With over two decades of experience in the financial industry, Niemann Capital Management has the expertise to help clients navigate the ever-changing financial landscape and make informed decisions about their money. Living in Santa Cruz County, CA can present a unique set of financial challenges for individuals and families. The high cost of living in the area means that many residents have to stretch their budgets to cover necessities like housing, food, and healthcare. In addition, the county's economy is driven by tourism and agriculture, which can make for an uncertain job market. Niemann Capital Management can help clients in Santa Cruz County navigate these challenges by creating financial plans that address their specific needs and goals. Whether someone is planning for retirement, saving for a child's education, or looking to grow their wealth, Niemann Capital Management can provide personalized advice and guidance to help them achieve their financial objectives.
Services Offered by Niemann Capital Management Inc
Core Advisor Services
Financial Planning
Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.
Portfolio Management for Individuals & Small Businesses
Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.
Market Timing Services
Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.
Other Services
Selection of Other Advisors
The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.
Publication of Periodicals or Newsletters
The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.
Educational Seminars & Workshops
The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.
Fee Structures
Financial advisory fees usually are based on the services provided. Fee types charged by Niemann Capital Management Inc most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
Percentage of Assets Under Management (AUM)
This fee structure charges a percentage of the assets under management by the firm. Fee structures are often tiered based on the amount of assets managed, with higher AUM often charged a lower rate.
Between 0.50% and 2.00% of assets under management (annually), often lower for a robo advisor. Fees are typically charged quarterly by the firm and will show on your investment statement. View typical advisor costs here.
~96% of registered firms offer this fee structure.
If you have $1 million managed by a firm at a 1% management fee, you would be charged $10,000/year to manage your assets (or $2,500 per quarter). This would be automatically deducted from your investment portfolio.
Unavailable
Hourly
Similar to an attorney, a financial consultant might charge fees based on hourly rates. This fee structure can be advantageous when seeking specific or ad hoc advice.
Charges generally span from $150 to $400 per hour, depending on the extent of the services required.
~33% of registered firms offer this fee structure.
If you needed hourly consulting to sell a business or transfer your estate to your children but did not want your assets managed by a firm, you could consult a firm at an hourly rate to answer any questions you may have.
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Fixed fees are a one-time, lump-sum payment rendered for a specific service, such as creating a financial plan without ongoing management or implementation. This option is beneficial if you solely require guidance for a particular objective rather than a long-term consultancy or asset management.
Fixed fees for creating a financial plan often range from $1,000 to $3,000.
~49% of registered firms offer this fee structure.
If you did not want a firm to manage your assets but needed to create a retirement plan, life transition plan such as divorce or loss of a spouse, estate transition plan, business financial plan, or any other financial planning, you could consult with an RIA firm to help you with the creation of that plan.
Commissions
Occasionally, advisors are compensated through commissions by selling certain financial products, such as mutual funds or life insurance policies, or as a broker-dealer by facilitating the buying and selling of securities. Advisors who receive commissions may be incentivized to make specific suggestions to clients in order to secure a commission. Advisors who operate on a fee-only basis do not earn commissions, whereas fee-based advisors may do so.
Often 3% - 6% of the value of the security.
Only ~3% of registered firms say they offer this fee structure, but other advisors may receive “soft dollars”. Many mutual funds charge 12b-1 fees to cover the promoting and selling of the fund’s shares. While your advisor does not charge these fees, they may receive a kickback for recommending the investment.
An advisor selling their client on a life insurance policy and receiving a commission on the sale of that policy, or recommending a specific investment and receiving a kickback for that recommendation.
Performance-based Fees
Advisors typically obtain performance-based fees if a portfolio surpasses a predefined benchmark. This fee is determined through various methods, but is most commonly assessed as a percentage of investment gains. Performance-based fees may incentivize advisors to undertake riskier decisions in pursuit of generating higher returns.
“Two and Twenty” is common among hedge funds with a 2% management fee and a 20% incentive fee above the “hurdle rate,” or performance threshold the fund is compared against.
32% of registered firms offer this fee structure.
A hedge fund earns a 15% return with a 20% performance fee in above the performance of the S&P 500, which grew 7% that same year.
20% of fund growth in excess of S&P 500’s 7% growth for that year = 15% hedge fund growth - 7% S&P 500 growth = 8% difference x 20% = 2% performance fee (in addition to the management fee).
Other
Firms occasionally offer unconventional fee structures when charging clients. For more detailed information about a firm’s specific fee structures, please refer to their Form ADV and Part 2 Brochure.
Types of Clients
This Office Location
Other Office Locations
Firm Headquarters
This firm has no other locations.
Disciplinary History
Niemann Capital Management Inc does not have any disclosures. Please visit it's Form ADV for more details.