Firm Info
Firm Size
Services Offered
- Financial Planning
- Portfolio Management for Individuals & Small Businesses
- Pension Consulting Services
- Selection of Others Advisors
Types of Clients
- Individuals (Not High Net Worth)
-
Individuals High Net Worth
*>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth
- Corporations or Other Businesses Not Listed Above
- Other
Available Fee Structures
- Percentage of Assets Under Management (AUM)
- Fixed Fees (Other than subscription)
Regent Peak Wealth Advisors, LLC Overview
Regent Peak Wealth Advisors, LLC is a fee-based registered investment advisory firm based in Atlanta, GA. Founded in 2019, the firm provides investment advice only to its clients. They offer a range of services including financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisors. Their fee-based arrangement ensures that their compensation is tied to the performance of their clients' portfolios, which aligns with their clients' interests. The company is committed to offering comprehensive financial and investment advice to help their clients achieve their financial goals. The firm's headquarters is located in Atlanta, which provides them with a strategic advantage in accessing the city's thriving business community. With more than two years of experience in the industry, Regent Peak Wealth Advisors, LLC has become a trusted name in investment advisory services. The company's portfolio management services are designed to help individuals and small businesses build and manage their investment portfolios. They also offer pension consulting services to help clients make informed decisions about their retirement plans. Additionally, the firm can assist clients in selecting other advisors that meet their specific investment goals and needs. Overall, Regent Peak Wealth Advisors, LLC is dedicated to offering exceptional investment advisory services to help clients secure their financial future.
REGENT PEAK WEALTH ADVISORS, LLC caters to a wide range of clientele, including individuals, high net worth individuals, and various types of corporations. They also serve other unique groups of clients, depending on the client's specific financial goals and interests. With the experience and expertise of their wealth advisors, REGENT PEAK WEALTH ADVISORS, LLC is committed to meeting the financial needs of every client they serve with personalized solutions that cater to their unique circumstances. REGENT PEAK WEALTH ADVISORS, LLC offers flexible fee structures that meet the needs of each client. Depending on the service provided, they offer a percentage of AUM fee structure or a fixed fee structure. AUM refers to Assets Under Management, which is the total amount of investments that REGENT PEAK WEALTH ADVISORS, LLC manages on behalf of their clients. Percentage of AUM is a popular fee structure in which the client pays a percentage of their total assets under management to their financial advisor. Fixed fees, on the other hand, offer clients a set fee for specific services that are provided, regardless of the amount of money invested. Despite the fee structure, REGENT PEAK WEALTH ADVISORS, LLC is committed to delivering quality financial advice and value to their clients with every service provided.
Typical Clients, Fee Structures & Investment Minimum
REGENT PEAK WEALTH ADVISORS, LLC does not have a specific investment minimum mentioned in their Part 2 Brochure. The firm generally does not require a minimum dollar amount to open and maintain an advisory account. However, if the account falls below a minimum size that the firm considers is too small to manage effectively, they have the right to terminate the account.
How This Office Can Help Stockbridge, GA Residents
Regent Peak Wealth Advisors provides personalized financial planning and investment management services to clients in Stockbridge, GA. The team at Regent Peak takes a holistic approach to financial planning and works closely with clients to understand their unique financial goals and challenges. Many clients in Stockbridge, GA may be facing financial situations such as managing debt, saving for retirement, or planning for their children's education. Regent Peak can help these clients create a comprehensive financial plan that takes into account their current financial situation and future goals. They also offer investment management services to help clients build and manage a diversified investment portfolio that reflects their individual risk tolerance and investment objectives. With a focus on building long-term relationships with their clients, Regent Peak is dedicated to helping individuals and families in Stockbridge, GA achieve financial security and peace of mind.
Services Offered by Regent Peak Wealth Advisors, LLC
Core Advisor Services
Financial Planning
Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.
Portfolio Management for Individuals & Small Businesses
Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.
Market Timing Services
Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.
Other Services
Selection of Other Advisors
The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.
Publication of Periodicals or Newsletters
The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.
Educational Seminars & Workshops
The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.
Fee Structures
Financial advisory fees usually are based on the services provided. Fee types charged by Regent Peak Wealth Advisors, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
Percentage of Assets Under Management (AUM)
This fee structure charges a percentage of the assets under management by the firm. Fee structures are often tiered based on the amount of assets managed, with higher AUM often charged a lower rate.
Between 0.50% and 2.00% of assets under management (annually), often lower for a robo advisor. Fees are typically charged quarterly by the firm and will show on your investment statement. View typical advisor costs here.
~96% of registered firms offer this fee structure.
If you have $1 million managed by a firm at a 1% management fee, you would be charged $10,000/year to manage your assets (or $2,500 per quarter). This would be automatically deducted from your investment portfolio.
Fixed Fees (Other than subscription)
Fixed fees are a one-time, lump-sum payment rendered for a specific service, such as creating a financial plan without ongoing management or implementation. This option is beneficial if you solely require guidance for a particular objective rather than a long-term consultancy or asset management.
Fixed fees for creating a financial plan often range from $1,000 to $3,000.
~49% of registered firms offer this fee structure.
If you did not want a firm to manage your assets but needed to create a retirement plan, life transition plan such as divorce or loss of a spouse, estate transition plan, business financial plan, or any other financial planning, you could consult with an RIA firm to help you with the creation of that plan.
Unavailable
Hourly
Similar to an attorney, a financial consultant might charge fees based on hourly rates. This fee structure can be advantageous when seeking specific or ad hoc advice.
Charges generally span from $150 to $400 per hour, depending on the extent of the services required.
~33% of registered firms offer this fee structure.
If you needed hourly consulting to sell a business or transfer your estate to your children but did not want your assets managed by a firm, you could consult a firm at an hourly rate to answer any questions you may have.
Subscription (Newsletter or Periodical)
Commissions
Occasionally, advisors are compensated through commissions by selling certain financial products, such as mutual funds or life insurance policies, or as a broker-dealer by facilitating the buying and selling of securities. Advisors who receive commissions may be incentivized to make specific suggestions to clients in order to secure a commission. Advisors who operate on a fee-only basis do not earn commissions, whereas fee-based advisors may do so.
Often 3% - 6% of the value of the security.
Only ~3% of registered firms say they offer this fee structure, but other advisors may receive “soft dollars”. Many mutual funds charge 12b-1 fees to cover the promoting and selling of the fund’s shares. While your advisor does not charge these fees, they may receive a kickback for recommending the investment.
An advisor selling their client on a life insurance policy and receiving a commission on the sale of that policy, or recommending a specific investment and receiving a kickback for that recommendation.
Performance-based Fees
Advisors typically obtain performance-based fees if a portfolio surpasses a predefined benchmark. This fee is determined through various methods, but is most commonly assessed as a percentage of investment gains. Performance-based fees may incentivize advisors to undertake riskier decisions in pursuit of generating higher returns.
“Two and Twenty” is common among hedge funds with a 2% management fee and a 20% incentive fee above the “hurdle rate,” or performance threshold the fund is compared against.
32% of registered firms offer this fee structure.
A hedge fund earns a 15% return with a 20% performance fee in above the performance of the S&P 500, which grew 7% that same year.
20% of fund growth in excess of S&P 500’s 7% growth for that year = 15% hedge fund growth - 7% S&P 500 growth = 8% difference x 20% = 2% performance fee (in addition to the management fee).
Other
Firms occasionally offer unconventional fee structures when charging clients. For more detailed information about a firm’s specific fee structures, please refer to their Form ADV and Part 2 Brochure.
Types of Clients
*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.
This Office Location
Other Office Locations
This firm has no other locations.
State Registrations
Regent Peak Wealth Advisors, LLC is registered to service clients in the following states:
- California
- Florida
- Georgia
- Louisiana
- New York
- North Carolina
- Ohio
- South Carolina
- Texas
- Virginia
- Washington
Disciplinary History
Regent Peak Wealth Advisors, LLC does not have any disclosures. Please visit it's Form ADV for more details.