Saratoga Wealth Advisors

Wealth Management Firm in Saratoga County, NY

Firm Info
Address: 358 Broadway # 305, Saratoga Springs, NY 12866, USA
Phone: (518) 587-7147

Firm Size
Assets Under Management: $116.6 million
# of Advisors: 1
# of Clients: 289
Client to Advisor Ratio: 289:1
Average Account Size: $403,443
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth


Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

Get Connected with a Financial Advisor

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Saratoga Wealth Advisors, LLC Overview

Saratoga Wealth Advisors, LLC is a fee-only registered investment advisory firm founded in 2003 and headquartered in Saratoga Springs, NY. The firm offers investment advice only, with services including financial planning, portfolio management for individuals and small businesses, and the selection of other advisors. Additionally, the firm provides tax planning and preparation services. At Saratoga Wealth Advisors, LLC, clients can expect personalized, comprehensive financial planning that integrates investment management with tax planning strategies. The firm's advisors work with individuals and small businesses to identify financial goals and develop a strategy to help achieve those goals. With a focus on fee-only services, clients can rest assured that the firm's advisors prioritize their clients' best interests without being influenced by commissions or incentives. With almost 20 years of experience, Saratoga Wealth Advisors, LLC has a strong track record of delivering high-quality financial advice and investment management services. The firm's well-rounded approach to financial planning, dedication to fee-only services, and commitment to personalized solutions make it a trusted advisor for individuals and small businesses seeking to take control of their financial futures.

SARATOGA WEALTH ADVISORS, LLC caters to clients across all demographics, ranging from individuals to high net worth individuals. The firm is dedicated to providing personalized financial advisory services to each of their clients, regardless of their financial status. They understand that every client has unique financial goals and concerns, which is why they tailor their services to suit individual client needs. The firm strives to build meaningful relationships with their clients while guiding them through the complexities of investment planning, wealth management, and retirement planning. SARATOGA WEALTH ADVISORS, LLC offers three different fee structures depending on the service provided. They have a percentage of assets under management (AUM) fee structure, which is calculated as a percentage of the client's total assets that the firm manages. This fee is charged annually, and the percentage charged may vary based on the size of the client's investment portfolio. The firm also offers an hourly fee structure, which is a flat fee charged for the time spent advising clients on specific financial matters. Finally, SARATOGA WEALTH ADVISORS, LLC offers fixed fees for certain services, such as financial planning or portfolio management. This fee structure is suitable for clients who prefer to know exactly what they'll be paying for the services provided. Overall, the firm's fee structures are flexible and designed to ensure that clients receive quality services at reasonable rates.

Typical Clients, Fee Structures & Investment Minimum

Unfortunately, the Part 2 Brochure of SARATOGA WEALTH ADVISORS, LLC does not mention any investment minimum for their services.

How This Office Can Help Saratoga County, NY Residents

Edward Jones - Financial Advisor: Terry White, AAMS®|CRPS® assists clients in Morgan County, AL, by providing professional financial advice and personalized investment strategies. Terry White takes the time to understand the unique needs and goals of each of his clients and offers them tailored solutions to suit their specific financial situations. Clients in Morgan County, AL, may be facing a variety of financial challenges, from planning for retirement to saving for their children's education. Terry White helps clients in Morgan County, AL, navigate these challenges in several ways. He provides comprehensive financial planning services that include retirement planning, tax planning, estate planning, and risk management. He also offers investment management services, helping clients build diversified portfolios to help them achieve their financial goals. Terry is known for his ability to explain complex financial concepts in plain English, making it easy for clients to understand and make informed decisions about their finances. Overall, Terry White provides Morgan County residents with the guidance they need to make smart financial decisions and achieve long-term financial success.

To view the Minimum Investment and Fee Schedule for Saratoga Wealth Advisors, LLC, visit their Part 2 Brochure.

Services Offered by Saratoga Wealth Advisors, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Saratoga Wealth Advisors, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 358 Broadway # 305, Saratoga Springs, NY 12866, USA
Phone (518) 587-7147
Opening Hours
  • Mon 9 AM–5 PM
  • Tue 9 AM–5 PM
  • Wed 9 AM–5 PM
  • Thu 9 AM–5 PM
  • Fri 9 AM–5 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:

Other Office Locations

This firm has no other locations.

State Registrations

Saratoga Wealth Advisors, LLC is registered to service clients in the following states:

  • Connecticut
  • Massachusetts
  • New Jersey
  • New York

Disciplinary History

Saratoga Wealth Advisors, LLC does not have any disclosures. Please visit it's Form ADV for more details.