Sloan Advisory Group, Inc.

Wealth Management Firm in Warren County, NY

Firm Info
Address: 12 E Washington St, Glens Falls, NY 12801, USA
Phone: (888) 978-8880

Firm Size
Assets Under Management: $43.3 million
# of Advisors: 1
# of Clients: 114
Client to Advisor Ratio: 114:1
Average Account Size: $379,543
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth


Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Sloan Advisory Group, Inc. Overview

Sloan Advisory Group, Inc. is a fee-only Registered Investment Advisory firm based in Glens Falls, New York. The firm has been in business since 2016 and has established a reputation for providing quality investment advice to its clients. As a fee-only firm, Sloan Advisory Group is committed to acting in the best interests of its clients and does not receive commissions for recommending specific products. The firm specializes in investment advice only and offers a range of services, including financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. The team at Sloan Advisory Group has extensive experience in the financial industry and is dedicated to providing personalized and strategic advice to help clients achieve their financial goals. Headquartered in Glens Falls, New York, Sloan Advisory Group is well positioned to serve clients throughout the region. The firm takes a holistic approach to financial planning, taking into account each client's unique financial situation and goals. Whether you are an individual looking to grow your wealth or a small business owner seeking guidance on managing your investments, Sloan Advisory Group can help.

Sloan Advisory Group, Inc. has successfully built a reputation for providing exceptional financial advisory services to various types of clients. These include businesses, high net worth individuals, and regular individuals in need of financial guidance. The firm caters to the financial needs of its clients by putting together comprehensive financial plans that align with their individual goals and objectives. Whether it's through investment management or portfolio analysis, the team at Sloan Advisory Group, Inc. is well-equipped to deliver quality advice and guidance to all their clients. As for fee structures, Sloan Advisory Group, Inc. offers clients different options depending on the service provided. The firm charges a percentage of assets under management (AUM) for investment management that can range from 1%-2% of AUM. This fee structure gives the company an incentive to perform well since its compensation grows with the client’s portfolio. Alternatively, the firm also offers hourly rates for consulting and project-based engagements. This is a suitable option when dealing with identifiable and discrete issues with distinct timeframes. Finally, the firm offers a fixed-fee structure for long-term engagements, which is generally appropriate for clients that require fundamental assistance in planning, such as estate planning and retirement planning, that may require an ongoing relationship with the firm. The various fee structures offered by Sloan Advisory Group, Inc. assure clients of transparency and accountability, ensuring that the firm will work with them to create a customized financial plan that suits their needs and budget.

Typical Clients, Fee Structures & Investment Minimum

Sloan Advisory Group, Inc. has an investment minimum of $100,000 as stated in their Part 2 Brochure. The brochure notes that this amount may be negotiable based on individual circumstances. Clients who wish to participate in the wrap fee program are required to submit an account application, portfolio management agreement, and questionnaire in order to be considered.

How This Office Can Help Warren County, NY Residents

Sloan Advisory Group, Inc. is a financial consulting firm that provides a wide range of services to clients in Warren County, NY. The company is committed to helping its clients manage their finances and make sound financial decisions. The firm's team of financial experts work closely with clients to understand their specific financial situations, and then develop custom strategies to meet their unique needs. Clients in Warren County, NY may face a variety of financial challenges, from managing their personal finances and investments to planning for their retirement. The area is home to many retirees, and as such, retirement planning and income management are critical areas of focus for clients. Additionally, many residents may need assistance with debt management, tax planning, and estate planning. Sloan Advisory Group, Inc. offers a comprehensive suite of services to help clients navigate these challenges and achieve their financial goals.

To view the Minimum Investment and Fee Schedule for Sloan Advisory Group, Inc., visit their Part 2 Brochure.

Services Offered by Sloan Advisory Group, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Sloan Advisory Group, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 12 E Washington St, Glens Falls, NY 12801, USA
Phone (888) 978-8880
Opening Hours
  • Mon 8:30 AM–5 PM
  • Tue 8:30 AM–5 PM
  • Wed 8:30 AM–5 PM
  • Thu 8:30 AM–5 PM
  • Fri 8:30 AM–5 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:

Other Office Locations

This firm has no other locations.

State Registrations

Sloan Advisory Group, Inc. is registered to service clients in the following states:

  • New York
  • Texas

Disciplinary History

Sloan Advisory Group, Inc. does not have any disclosures. Please visit it's Form ADV for more details.