Firm Info
Firm Size
Services Offered
- Financial Planning
- Portfolio Management for Individuals & Small Businesses
- Portfolio Management for Businesses or Institutional Clients
Types of Clients
- Individuals (Not High Net Worth)
-
Individuals High Net Worth
*>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth
- Charitable Organizations
- Corporations or Other Businesses Not Listed Above
Available Fee Structures
- Percentage of Assets Under Management (AUM)
- Hourly
- Fixed Fees (Other than subscription)
Vantage Financial Partners, LLC Overview
VANTAGE FINANCIAL PARTNERS, LLC is a fee-only registered investment advisory firm based in Elm Grove, WI. The firm has been in business since 2021 and is focused on providing investment advice to its clients. VANTAGE FINANCIAL PARTNERS is dedicated to helping its clients achieve their financial goals through sound financial planning and portfolio management services. The firm offers a range of services, including financial planning for individuals and small businesses, and portfolio management for businesses or institutional clients. Their financial planning service is designed to help clients map out their financial goals and develop a personalized plan that will help them achieve them. Their portfolio management services are geared towards individuals and businesses alike, ensuring they receive the same level of expertise and attention to detail. As a fee-only firm, VANTAGE FINANCIAL PARTNERS does not charge commissions or sell products, ensuring that its advice is always in the best interest of its clients. This philosophy helps the firm build long-lasting relationships with its clients, making them a trusted partner in their financial journey. Overall, VANTAGE FINANCIAL PARTNERS is a reliable and experienced firm that is dedicated to providing exceptional investment advice that will help clients achieve their financial objectives.
Vantage Financial Partners, LLC is a financial firm that provides services to a wide range of clients. They specialize in catering to individuals, high net worth individuals, charitable organizations, as well as other forms of corporations not explicitly listed. They offer various fee structures, depending on the kind of service provided. Some services are charged based on a percentage of the assets under management (AUM), while others are calculated on an hourly basis. Fixed fees are also available for certain services. The firm works diligently to provide customized solutions tailored to each client's specific needs. Their modern approach to client service, innovative strategies, and expertise helps them stand apart in the industry. Vantage Financial Partners, LLC is committed to helping their clients achieve their goals, protect their investments, and optimize their financial well-being.
Typical Clients, Fee Structures & Investment Minimum
According to Vantage Financial Partners, LLC's Part 2 Brochure, there is no mention of an investment minimum. Therefore, it is unclear what the firm's investment minimum is, if they have one at all. Potential clients would need to reach out to the firm directly to inquire about their investment minimums.
How This Office Can Help Milford, OH Residents
Oak Financial Group assists clients in Falmouth, MA by providing personalized financial planning and investment management services. We understand that individuals and families in this community face a variety of financial situations, whether they are saving for retirement, planning for college expenses, or navigating tax and estate planning. Our team of experienced financial advisors works closely with each client to develop a comprehensive financial plan tailored to their unique needs and goals. For those living in Falmouth, the high cost of living and property taxes can make it challenging to achieve financial stability. Additionally, the seasonal nature of incomes in industries such as tourism and fishing can further complicate financial planning. Oak Financial Group provides guidance and expertise to help navigate these challenges and create a customized plan to achieve financial security and peace of mind.
Services Offered by Vantage Financial Partners, LLC
Core Advisor Services
Financial Planning
Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.
Portfolio Management for Individuals & Small Businesses
Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.
Market Timing Services
Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.
Other Services
Selection of Other Advisors
The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.
Publication of Periodicals or Newsletters
The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.
Educational Seminars & Workshops
The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.
Fee Structures
Financial advisory fees usually are based on the services provided. Fee types charged by Vantage Financial Partners, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
Percentage of Assets Under Management (AUM)
This fee structure charges a percentage of the assets under management by the firm. Fee structures are often tiered based on the amount of assets managed, with higher AUM often charged a lower rate.
Between 0.50% and 2.00% of assets under management (annually), often lower for a robo advisor. Fees are typically charged quarterly by the firm and will show on your investment statement. View typical advisor costs here.
~96% of registered firms offer this fee structure.
If you have $1 million managed by a firm at a 1% management fee, you would be charged $10,000/year to manage your assets (or $2,500 per quarter). This would be automatically deducted from your investment portfolio.
Hourly
Similar to an attorney, a financial consultant might charge fees based on hourly rates. This fee structure can be advantageous when seeking specific or ad hoc advice.
Charges generally span from $150 to $400 per hour, depending on the extent of the services required.
~33% of registered firms offer this fee structure.
If you needed hourly consulting to sell a business or transfer your estate to your children but did not want your assets managed by a firm, you could consult a firm at an hourly rate to answer any questions you may have.
Fixed Fees (Other than subscription)
Fixed fees are a one-time, lump-sum payment rendered for a specific service, such as creating a financial plan without ongoing management or implementation. This option is beneficial if you solely require guidance for a particular objective rather than a long-term consultancy or asset management.
Fixed fees for creating a financial plan often range from $1,000 to $3,000.
~49% of registered firms offer this fee structure.
If you did not want a firm to manage your assets but needed to create a retirement plan, life transition plan such as divorce or loss of a spouse, estate transition plan, business financial plan, or any other financial planning, you could consult with an RIA firm to help you with the creation of that plan.
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Occasionally, advisors are compensated through commissions by selling certain financial products, such as mutual funds or life insurance policies, or as a broker-dealer by facilitating the buying and selling of securities. Advisors who receive commissions may be incentivized to make specific suggestions to clients in order to secure a commission. Advisors who operate on a fee-only basis do not earn commissions, whereas fee-based advisors may do so.
Often 3% - 6% of the value of the security.
Only ~3% of registered firms say they offer this fee structure, but other advisors may receive “soft dollars”. Many mutual funds charge 12b-1 fees to cover the promoting and selling of the fund’s shares. While your advisor does not charge these fees, they may receive a kickback for recommending the investment.
An advisor selling their client on a life insurance policy and receiving a commission on the sale of that policy, or recommending a specific investment and receiving a kickback for that recommendation.
Performance-based Fees
Advisors typically obtain performance-based fees if a portfolio surpasses a predefined benchmark. This fee is determined through various methods, but is most commonly assessed as a percentage of investment gains. Performance-based fees may incentivize advisors to undertake riskier decisions in pursuit of generating higher returns.
“Two and Twenty” is common among hedge funds with a 2% management fee and a 20% incentive fee above the “hurdle rate,” or performance threshold the fund is compared against.
32% of registered firms offer this fee structure.
A hedge fund earns a 15% return with a 20% performance fee in above the performance of the S&P 500, which grew 7% that same year.
20% of fund growth in excess of S&P 500’s 7% growth for that year = 15% hedge fund growth - 7% S&P 500 growth = 8% difference x 20% = 2% performance fee (in addition to the management fee).
Other
Firms occasionally offer unconventional fee structures when charging clients. For more detailed information about a firm’s specific fee structures, please refer to their Form ADV and Part 2 Brochure.
Types of Clients
*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.
This Office Location
Other Office Locations
Firm Headquarters
This firm has no other locations.
State Registrations
Vantage Financial Partners, LLC is registered to service clients in the following states:
- Arizona
- California
- Florida
- Illinois
- Iowa
- Michigan
- Minnesota
- Missouri
- North Carolina
- Ohio
- South Dakota
- Texas
- Wisconsin
Disciplinary History
Vantage Financial Partners, LLC does not have any disclosures. Please visit it's Form ADV for more details.