Firm Info
Firm Size
Services Offered
- Portfolio Management for Individuals & Small Businesses
- Portfolio Management Investment Company
- Portfolio Management for Businesses or Institutional Clients
Types of Clients
-
Individuals High Net Worth
*>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth
- Investment Companies
- Pension & Profit Sharing Plans
- Charitable Organizations
- Other Investment Advisors
- Corporations or Other Businesses Not Listed Above
- Other
Available Fee Structures
- Percentage of Assets Under Management (AUM)
Brentview Investment Management, LLC Overview
Brentview Investment Management, LLC is a fee-only registered investment advisory firm that was established in 2020. The firm is headquartered in Northfield, IL and provides investment advice services to individuals, small businesses, and institutional clients. Brentview's unique fee arrangement ensures that clients are only paying for the investment services they receive, without any hidden costs or commissions. As an investment advisory firm, Brentview's primary focus is on portfolio management. The firm offers portfolio management services to both individual investors and small businesses seeking to maximize their investment returns. Additionally, Brentview provides portfolio management services to investment companies and businesses with large investment portfolios. The firm's experienced team of investment professionals works closely with clients to design investment portfolios that are tailored to meet their specific investment objectives. Overall, Brentview Investment Management, LLC is a reputable investment advisory firm that prioritizes client satisfaction and investment results. With a wealth of experience in portfolio management and a commitment to providing fee-only investment services, Brentview is an excellent choice for individuals, small businesses, and institutional clients seeking investment advice.
(asset under management) annual retainer fees performance-based fees commissions on trades hourly consulting fees BRENTVIEW INVESTMENT MANAGEMENT, LLC provides investment management services to a diverse set of clients. The firm caters to high net worth individuals, investment companies, pension or profit sharing plans, charitable organizations, other investment advisors, and various types of corporations. Apart from these, Brentview also serves other types of clients seeking tailored investment solutions and financial advice. The firm offers flexible fee structures to suit each client's unique needs. Depending on the nature and scope of services provided, clients can choose from various fee structures, including percentages of AUM (asset under management), annual retainer fees, performance-based fees, commissions on trades, and hourly consulting fees. This diverse range of fee structures allows clients to choose the most suitable arrangement based on their investment goals and budget.
Typical Clients, Fee Structures & Investment Minimum
According to Brentview Investment Management, LLC's Part 2 Brochure, they have a minimum investment requirement of $1 million to open and maintain an advisory account. The brochure note explicitly states that "A minimum dollar amount of $1 million to open and maintain an advisory account." Therefore, clients interested in investing with Brentview must have at least $1 million to meet their minimum investment requirement.
How This Office Can Help Winnetka, IL Residents
Brentview Investment Management, LLC provides a comprehensive range of financial management services aimed at helping clients in Winnetka, IL navigate the complex world of finance. The firm's team of dedicated financial experts offers personalized investment advice, strategic financial planning, and portfolio management services to assist clients in achieving their specific goals and objectives. Clients in Winnetka, IL may be facing a variety of financial challenges, such as planning for retirement, growing their wealth, or managing the financial complexities of a business. Brentview Investment Management, LLC works closely with each client to identify their unique financial needs and develop customized strategies to meet those needs. Whether it's identifying opportunities for growth, minimizing risk, or maximizing income, the firm's experts are committed to providing personalized financial solutions that help clients achieve their financial goals.
Services Offered by Brentview Investment Management, LLC
Core Advisor Services
Financial Planning
Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.
Portfolio Management for Individuals & Small Businesses
Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.
Market Timing Services
Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.
Other Services
Selection of Other Advisors
The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.
Publication of Periodicals or Newsletters
The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.
Educational Seminars & Workshops
The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.
Fee Structures
Financial advisory fees usually are based on the services provided. Fee types charged by Brentview Investment Management, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
Percentage of Assets Under Management (AUM)
This fee structure charges a percentage of the assets under management by the firm. Fee structures are often tiered based on the amount of assets managed, with higher AUM often charged a lower rate.
Between 0.50% and 2.00% of assets under management (annually), often lower for a robo advisor. Fees are typically charged quarterly by the firm and will show on your investment statement. View typical advisor costs here.
~96% of registered firms offer this fee structure.
If you have $1 million managed by a firm at a 1% management fee, you would be charged $10,000/year to manage your assets (or $2,500 per quarter). This would be automatically deducted from your investment portfolio.
Unavailable
Hourly
Similar to an attorney, a financial consultant might charge fees based on hourly rates. This fee structure can be advantageous when seeking specific or ad hoc advice.
Charges generally span from $150 to $400 per hour, depending on the extent of the services required.
~33% of registered firms offer this fee structure.
If you needed hourly consulting to sell a business or transfer your estate to your children but did not want your assets managed by a firm, you could consult a firm at an hourly rate to answer any questions you may have.
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Fixed fees are a one-time, lump-sum payment rendered for a specific service, such as creating a financial plan without ongoing management or implementation. This option is beneficial if you solely require guidance for a particular objective rather than a long-term consultancy or asset management.
Fixed fees for creating a financial plan often range from $1,000 to $3,000.
~49% of registered firms offer this fee structure.
If you did not want a firm to manage your assets but needed to create a retirement plan, life transition plan such as divorce or loss of a spouse, estate transition plan, business financial plan, or any other financial planning, you could consult with an RIA firm to help you with the creation of that plan.
Commissions
Occasionally, advisors are compensated through commissions by selling certain financial products, such as mutual funds or life insurance policies, or as a broker-dealer by facilitating the buying and selling of securities. Advisors who receive commissions may be incentivized to make specific suggestions to clients in order to secure a commission. Advisors who operate on a fee-only basis do not earn commissions, whereas fee-based advisors may do so.
Often 3% - 6% of the value of the security.
Only ~3% of registered firms say they offer this fee structure, but other advisors may receive “soft dollars”. Many mutual funds charge 12b-1 fees to cover the promoting and selling of the fund’s shares. While your advisor does not charge these fees, they may receive a kickback for recommending the investment.
An advisor selling their client on a life insurance policy and receiving a commission on the sale of that policy, or recommending a specific investment and receiving a kickback for that recommendation.
Performance-based Fees
Advisors typically obtain performance-based fees if a portfolio surpasses a predefined benchmark. This fee is determined through various methods, but is most commonly assessed as a percentage of investment gains. Performance-based fees may incentivize advisors to undertake riskier decisions in pursuit of generating higher returns.
“Two and Twenty” is common among hedge funds with a 2% management fee and a 20% incentive fee above the “hurdle rate,” or performance threshold the fund is compared against.
32% of registered firms offer this fee structure.
A hedge fund earns a 15% return with a 20% performance fee in above the performance of the S&P 500, which grew 7% that same year.
20% of fund growth in excess of S&P 500’s 7% growth for that year = 15% hedge fund growth - 7% S&P 500 growth = 8% difference x 20% = 2% performance fee (in addition to the management fee).
Other
Firms occasionally offer unconventional fee structures when charging clients. For more detailed information about a firm’s specific fee structures, please refer to their Form ADV and Part 2 Brochure.
Types of Clients
*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.
This Office Location
Other Office Locations
This firm has no other locations.
State Registrations
Brentview Investment Management, LLC is registered to service clients in the following states:
- California
- Florida
- Illinois
- Massachusetts
- Minnesota
- New York
- Ohio
- Tennessee
- Texas
- Washington
Disciplinary History
Brentview Investment Management, LLC does not have any disclosures. Please visit it's Form ADV for more details.