James Investment Research Inc

Wealth Management Firm in Xenia, OH

Firm Info
Address: 1349 Fairground Rd, Xenia, OH 45385, USA
Phone: (937) 426-7640

Firm Size
Assets Under Management: $1.5 billion
# of Advisors: 7
# of Clients: 938
Client to Advisor Ratio: 134:1
Average Account Size: $1.6 million
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management Investment Company
  • Portfolio Management for Businesses or Institutional Clients
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Investment Companies
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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James Investment Research Inc Overview

James Investment Research Inc is an investment advisory firm that offers portfolio management services for individuals, small businesses and institutional clients. It has been in business since 1976. The firm is registered as an investment advice only firm and operates on a fee-based arrangement. With its headquarters in Xenia, OH, James Investment Research Inc is committed to providing excellent financial advice to its clients through expert research backed by years of experience. Apart from portfolio management, the firm also offers research-based services to help clients make informed investment decisions. Whether it is stock or bond research, James Investment Research Inc has a team of experts that can provide timely and insightful analysis to help clients achieve their investment goals. Overall, the firm takes a client-centric approach and works closely with clients to understand their financial objectives and provide customized solutions to improve their investment performance. In addition, James Investment Research Inc provides portfolio management services for investment companies or other types of businesses. This allows businesses to leverage the firm's expertise, experience, and resources to manage their investments effectively and achieve their financial goals. The firm is committed to offering transparent advice and ensuring that its clients have a comprehensive understanding of the investment strategies employed on their behalf.

, performance-based fees, hourly rates, and fixed fees. James Investment Research Inc serves a wide range of clients, including individuals, high net worth individuals, investment companies, pension or profit sharing plans, charitable organizations, and other corporation types not listed. The firm also caters to other types of clients seeking reliable investment advice and assistance. James Investment Research Inc prides itself on providing tailored investment solutions that fit each client's specific needs. Accordingly, fee structures are available depending on the service provided and may include percentage of assets under management (AUM), performance-based fees, hourly rates, and fixed fees. This approach ensures that clients receive transparent and cost-effective services from a well-respected investment research firm that has been in business for years. James Investment Research Inc is committed to ensuring clients gain maximum returns on their investment while minimizing potential risks.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure of James Investment Research Inc mentions that the firm has established certain minimum initial account requirements based on the nature of the services being provided. However, the brochure does not specify what the investment minimum is. Therefore, it is unclear what the minimum investment requirement is for this firm.

How This Office Can Help Xenia, OH Residents

Mike Dorsey is a financial advisor at Ameriprise Financial Services, LLC, who assists clients in and around Buffalo, MN in achieving their financial goals. For someone living in Buffalo, MN, there are specific financial situations that Mike Dorsey can help with, such as planning for retirement, managing investments, creating college savings plans, and advising on estate planning. With regards to retirement planning, Mike Dorsey can help clients in Buffalo, MN create a comprehensive plan to ensure they have enough funds saved up to retire comfortably. For individuals who may want to invest their money for their future, Mike Dorsey can provide guidance about investment options and help them develop a portfolio that is well-balanced and tailored to their personal preferences. Additionally, families with children may need assistance with creating a college savings plan that is comprehensive to accommodate the cost of tuition fees. Lastly, Mike Dorsey can provide advice on estate planning to ensure individuals' assets are handled properly in the event of their passing. Overall, Mike Dorsey is well equipped to assist individuals in Buffalo, MN with their specific financial needs and help them achieve financial security.

To view the Minimum Investment and Fee Schedule for James Investment Research Inc, visit their Part 2 Brochure.

Services Offered by James Investment Research Inc

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by James Investment Research Inc most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1349 Fairground Rd, Xenia, OH 45385, USA
Phone (937) 426-7640
Directions
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Other Office Locations

This firm has no other locations.


Disciplinary History

James Investment Research Inc does not have any disclosures. Please visit it's Form ADV for more details.