Independent Wealth Management

Wealth Management Firm in Yavapai County, AZ

Firm Info
Address: 9844 W Yearling Rd D-1160, Peoria, AZ 85383, USA
Phone: (623) 776-1100

Firm Size
Assets Under Management: $153.1 million
# of Advisors: 3
# of Clients: 498
Client to Advisor Ratio: 166:1
Average Account Size: $307,421
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Other

Get Connected with a Financial Advisor

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Independent Wealth Management, LLC Overview

Independent Wealth Management, LLC is a fee-only registered investment advisory firm based in Traverse City, Michigan. Established in 2021, the firm has been providing expert investment advice to its clients for a short time but has already made significant strides in the industry. As a fee-only firm, Independent Wealth Management charges only for the services it provides, ensuring that clients receive unbiased advice without any hidden agendas. The firm offers a range of investment advisory services, including financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutional clients, and selection of others advisors. Independent Wealth Management’s portfolio management services are designed to provide clients with personalized investment strategies based on their individual financial goals and risk tolerance levels. Driven by a commitment to client satisfaction, Independent Wealth Management places a premium on building lasting relationships with its clients. The firm's dedicated team of investment professionals helps clients understand the changing investment climate and how it can impact their portfolios. With a focus on transparency, Independent Wealth Management provides clients with comprehensive reporting and regular updates on their investments. Overall, Independent Wealth Management is an excellent choice for those looking for independent, unbiased financial advice from a firm with a proven track record of delivering results. With its focus on client satisfaction, personalized investment strategies, and transparent reporting, the firm is well-positioned to continue providing top-notch investment advisory services to its clients for years to come.

INDEPENDENT WEALTH MANAGEMENT, LLC is a top financial advisory firm that serves a diverse range of clients. The firm provides expert financial advice and management services to individuals, high net worth individuals, pension or profit sharing plans, and charitable organizations. Boasting a broad range of expertise and knowledge, this firm caters to clients all across the spectrum, ensuring that everyone who comes to them for assistance is well taken care of. When it comes to the fee structure offered by INDEPENDENT WEALTH MANAGEMENT, LLC, the options available vary, depending on the type of service provided. One of the most popular fee structures is the percentage of AUM, or assets under management, which charges a specific percentage of the total assets being managed. Additionally, clients who land on the hourly or fixed fee structures pay the firm based on the service provided. Finally, INDEPENDENT WEALTH MANAGEMENT, LLC offers other types of fees, such as a combination of the fee structures already mentioned. This wide range of fees makes it easy for clients to choose the perfect fee structure for their needs, ensuring that everyone can afford expert financial advice and management services.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for Independent Wealth Management, LLC states that there is no account minimum for starting or maintaining a managed account. However, they do have a minimum fee of $1,250 per quarter ($5,000 per year). There is no mention of any other investment minimums. It is important to note that at their sole discretion, they may choose to lower or waive the minimum annual fee.

How This Office Can Help Yavapai County, AZ Residents

Independent Wealth Management provides a range of financial services to clients in Yavapai County, AZ. One way that Independent Wealth Management assists clients is by creating personalized financial plans that are tailored to their specific needs. This can include assistance with retirement planning, investment management, and estate planning. For those looking to save money on taxes, Independent Wealth Management can also provide resources and guidance on tax planning. Clients in Yavapai County, AZ may be facing a range of financial situations, including preparing for retirement, managing investments, or creating a strategy for estate planning. Additionally, the cost of living in Yavapai County can be high, making it important for residents to work with a financial advisor who can help them maximize their wealth and plan for the future. Independent Wealth Management works with clients to create a customized plan that takes into account their unique goals, risk tolerance, and financial situation, helping them to achieve financial security and peace of mind.

To view the Minimum Investment and Fee Schedule for Independent Wealth Management, LLC, visit their Part 2 Brochure.

Services Offered by Independent Wealth Management, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Independent Wealth Management, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Other
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 9844 W Yearling Rd D-1160, Peoria, AZ 85383, USA
Phone (623) 776-1100
Directions
Google My Business Reviews:
5 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 236 1/2 E. FRONT ST, TRAVERSE CITY, MI 49684, United States

This firm has no other locations.

State Registrations

Independent Wealth Management, LLC is registered to service clients in the following states:

  • Florida
  • Michigan

Disciplinary History

Independent Wealth Management, LLC does not have any disclosures. Please visit it's Form ADV for more details.